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DW

David Wang

LEGIONNAIRE SECURITIES
CHICAGO, IL 60654
Some features on this profile are disabled
CRD#: 7140603
DW
David WangLEGIONNAIRE SECURITIES

Professional summary

David Wang is a registered financial professional currently at LEGIONNAIRE SECURITIES LLC located in Chicago, Illinois.

David is registered as a RR (Registered Representative) and started their career in finance in 2020. David has worked at 2 firms and has passed the Series 57TO and SIE exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view David Wang's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 24, 2026 - Present

LEGIONNAIRE SECURITIES LLC

Office #1: 363 W. Erie Street Suite 450, Chicago, IL 60654
BD
CRD#: 297422
CHICAGO, IL
Past

June 12, 2020 - June 23, 2021

IMC FINANCIAL MARKETS

BD
CRD#: 104143
CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 57TO
Date: 7/24/2026
Securities Trader Exam
General Industry/Product Exam
RR
SIE
Date: 1/14/2020
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

LS
LEGIONNAIRE SECURITIES LLC
LEGIONNAIRE SECURITIES LLC

CRD#: 297422 / SEC#: , 8-70130

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
550 W. Jackson Blvd. Suite 1300, Chicago, IL 60661
Mailing Address
550 W. Jackson Blvd. Suite 1300, Chicago, IL 60661
Phone number
(312) 284-5500
Established
Delaware since 05/14/2018
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
EDGEHOG LLCMEMBER
ADAMS, DOUGLAS RYANCHIEF EXECUTIVE OFFICER4675945
OLSON, CHAD RYANCHIEF COMPLIANCE OFFICER6234911

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

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Company Information

LEGIONNAIRE SECURITIES LLC

CRD#: 297422Chicago, IL 60654

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