Timothy T. Iseler

ISELER FINANCIAL

Durham, NC

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CRD#: 7140564

Professional summary

Timothy Thomas Iseler, CFP®, who also goes by Tim Iseler, is a registered financial advisor currently at ISELER FINANCIAL located in Durham, North Carolina.

Timothy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Timothy has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Tim Iseler

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Self-Employed/Not Investment Related/Durham, NC/Audio Engineer & Musician/Sole Proprietor/Start Date: February 2005/Involves 10% or less time each month after traditional business hours/Mr. Iseler periodically works as a self-employed audio engineer and musician in the music industry. This activity typically involves less than 10% of his time each month after traditional business hours and is not perceived to be a conflict of interest with his investment advisory activities. Elements Technology, Inc./Not Investment Related/South Jordan, UT/Financial Monitoring Software/Consultant/Start Date: December 2023/Involves 10% or less time each month after traditional business hours/Mr. Iseler periodically works as a consultant for software companies. Clients of Iseler Financial, LLC are not involved in, nor are they solicited to participate in this outside business activity. Additionally, no part of this work involves investments or securities. For these reasons, this work is not deemed to be a conflict of interest. This activity typically involves less than 10% of his time each month after traditional business hours and is not perceived to be a conflict of interest with his investment advisory activities.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Thomas Iseler's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2022

Experience

Current

July 5, 2019 - Present

ISELER FINANCIAL

RIA

CRD#: 304647

Durham, NC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(7/5/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/27/2019

Uniform Investment Adviser Law Examination

Current Firm

ISELER FINANCIAL

ISELER FINANCIAL | ISELER FINANCIAL, LLC

CRD#: 304647 / SEC#:

North Carolina

Registered Investment Advisory firm - (7/5/2019 Approved)

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Contact information

Main Address

Durham, NC

Mailing Address

Phone number

(919) 666-7604

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	99
AUM (Assets Under Management)	$ 5,220,709

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Timothy T. Iseler

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Thomas Iseler's CRS (Customer Relationship Summary).

Certified licenses

Experience

ISELER FINANCIAL

State Registrations and Notice Filings

Exams

Series 65

Date: 3/27/2019

Current Firm

ISELER FINANCIAL

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ISELER FINANCIAL

TRUST BUT VERIFY

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