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JS

James R. Senkbeil

BENEDICT FINANCIAL ADVISORS
Atlanta, GA 30328
Some features on this profile are disabled
CRD#: 714049
JS

Professional summary

James Rocke Senkbeil, CIMA® is a registered financial advisor currently at BENEDICT FINANCIAL ADVISORS, INC. located in Atlanta, Georgia and LPL FINANCIAL LLC located in Atlanta, Georgia.

James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1980. James has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7, Series 3 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Rocke Senkbeil's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CIMA®

Certified Investment Management Analyst

Experience

Current

March 1, 2021 - Present

BENEDICT FINANCIAL ADVISORS, INC.

Office #1: 6000 Lake Forrest Drive Suite 550, Atlanta, GA 30328
RIA
CRD#: 116690
Atlanta, GA
Current

September 6, 2000 - Present

LPL FINANCIAL LLC

Office #1: 6000 Lake Forrest Dr, Ste. 550, Atlanta, GA 30328
RIA
BD
CRD#: 6413
Atlanta, GA
Past

June 15, 2012 - July 15, 2021

CHARLES STREET ASSET MANAGEMENT, LLC

RIA
CRD#: 125655
ATLANTA, GA
Past

March 20, 2003 - October 22, 2007

CHARLES STREET ASSET MANAGEMENT, LLC

RIA
CRD#: 125655
MARIETTA, GA
Past

March 20, 2003 - June 13, 2013

LPL FINANCIAL LLC

RIA
CRD#: 6413
ATLANTA, GA
Past

September 4, 1999 - October 18, 2000

CETERA WEALTH SERVICES, LLC

BD
CRD#: 13572
EL SEGUNDO, CA
Past

May 1, 1995 - July 20, 1999

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY
Past

November 15, 1991 - June 15, 1992

AUGMENT SECURITIES INC.

BD
CRD#: 28373
NEW YORK, NY
Past

December 23, 1987 - September 22, 1988

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
Past

August 29, 1985 - March 12, 1986

E. F. HUTTON & COMPANY INC

BD
CRD#: 235
Past

October 15, 1984 - May 29, 1985

SUNSTRAND SECURITIES CORPORATION, INC.

BD
CRD#: 8374
Past

January 27, 1981 - November 26, 1984

PERSHING LLC

BD
CRD#: 7560
Past

August 20, 1980 - February 12, 1981

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BF
BENEDICT FINANCIAL ADVISORS, INC.
BENEDICT FINANCIAL ADVISORS, INC. | BENEDICT FNANCIAL ADVISORS, INC.

CRD#: 116690 / SEC#: 801-77715

RIA
Registered Investment Advisory firm - (3/6/2013 Approved)
Florida
Registered Investment Advisory firm - (2/5/2014 Terminated)
Georgia
Registered Investment Advisory firm - (2/5/2014 Terminated)
North Carolina
Registered Investment Advisory firm - (2/5/2014 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(8/5/2020)
RR
Georgia
(9/6/2000)
IAR
Georgia
(3/1/2021)
RR
Nebraska
(9/6/2000)
RR
South Carolina
(8/13/2024)

Exams

State Security Law Exam
IAR
Series 65
Date: 5/11/1995
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 5/2/1995
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 31
Date: 10/19/2001
Futures Managed Funds Examination
General Industry/Product Exam
RR
Series 7
Date: 4/28/1995
General Securities Representative Examination
General Industry/Product Exam
RR
Series 3
Date: 4/18/1985
National Commodity Futures Examination
Principal/Supervisory Exam
RR
Series 24
Date: 12/5/2000
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

BF
BENEDICT FINANCIAL ADVISORS, INC.
BENEDICT FINANCIAL ADVISORS, INC. | BENEDICT FNANCIAL ADVISORS, INC.

CRD#: 116690 / SEC#: 801-77715

RIA
Registered Investment Advisory firm - (3/6/2013 Approved)
Florida
Registered Investment Advisory firm - (2/5/2014 Terminated)
Georgia
Registered Investment Advisory firm - (2/5/2014 Terminated)
North Carolina
Registered Investment Advisory firm - (2/5/2014 Terminated)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
6000 Lake Forrest Drive Suite 550, Atlanta, GA 30328-5901
Mailing Address
Phone number
(770) 671-8228
Established
Firm type
Fiscal year end
# of Employees
7

SEC notice filing (6 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

BENEDICT FINANCIAL ADVISORS WRAP FEE BROCHURE (3/13/2025)
BENEDICT FINANCIAL ADVISORS BROCHURE (3/13/2025)

Regulatory assets under management

Total Number of Accounts729
AUM (Assets Under Management)$ 474,950,483

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BENEDICT FINANCIAL ADVISORS, INC.

CRD#: 116690Atlanta, GA 30328

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Contact information

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