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LH

Lindsey R. Hicks

OM PARTNERS
Brentwood, TN 37027
Some features on this profile are disabled
CRD#: 7140199
LH

Professional summary

Lindsey Read Hicks, who also goes by Lindsey Nicole Read, Lindsey Read, is a registered financial professional currently at OM PARTNERS, LLC located in Brentwood, Tennessee.

Lindsey is registered as a RR (Registered Representative) and started their career in finance in 2019. Lindsey has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Lindsey Nicole Read | Lindsey Read

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Lindsey Read Hicks's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 7, 2023 - Present

OM PARTNERS, LLC

Office #1: 8 Crooked Stick Lane, Brentwood, TN 37027
BD
CRD#: 323351
Brentwood, TN
Past

July 30, 2020 - May 4, 2023

ROCKEFELLER FINANCIAL LLC

RIA
CRD#: 291361
NASHVILLE, TN
Past

July 27, 2020 - May 4, 2023

ROCKEFELLER FINANCIAL LLC

BD
CRD#: 291361
ATLANTA, GA
Past

October 7, 2019 - July 15, 2020

MORGAN STANLEY

RIA
CRD#: 149777
ATLANTA, GA
Past

August 20, 2019 - July 15, 2020

MORGAN STANLEY

BD
CRD#: 149777
ATLANTA, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Tennessee
(9/18/2023)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 10/4/2019
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 8/20/2019
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 7/23/2019
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

OP
OM PARTNERS, LLC
OM PARTNERS, LLC | OPEN MINDED PARTNERS, LLC

CRD#: 323351 / SEC#: , 8-70992

BD
Broker-Dealer Firm Regulated by FINRA (New Orleans district office)
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Contact information

Main Address
8 Crooked Stick Lane, Brentwood, TN 37027
Mailing Address
8 Crooked Stick Lane, Brentwood, TN 37027
Phone number
(615) 414-4282
Established
Tennessee since 04/04/2022
Firm type
Limited Liability Company
Fiscal year end
June
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
OM PARTNERS HOLDCO, LLCMEMBER
CARTEAUX, NICHOLAS PAULCO-CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER2648301
GREGG, REBECCA BLADESCO-CHIEF EXECUTIVE OFFICER, CHIEF OPERATING OFFICER5689958
JEONG, JACK SANG HOONCO-CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER5580812
NAVEED, HASNAIN NMNFINOP7004810

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

OM PARTNERS, LLC

CRD#: 323351Brentwood, TN 37027

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