Terrel A. Eisert

THE RETIREMENT GUYS FORMULA

Cincinnati, OH 45208

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CRD#: 714010

Professional summary

Terrel Alan Eisert, who also goes by Terrel Eisert, Terry A Eisert, Terry Alan Eisert, is a registered financial advisor currently at THE RETIREMENT GUYS FORMULA located in Cincinnati, Ohio and PEAK BROKERAGE SERVICES, LLC located in Cincinnati, Ohio.

Terrel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1980. Terrel has worked at 19 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Terrel Eisert | Terry A Eisert | Terry Alan Eisert

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Eisert Wealth Management' Registered Rep; Investments; Start Date: 5/24/18; Approx Hours Spent On Activity Per Month: 200; Approx Hours Spent On Activity Per Month During Trading Hours: 150 2) Peak Brokerage Services, investment related, Cincinnati OH, Broker-Dealer, Registered Representative, Start Date 05/2018, approximately 100 hours per month with 75 hours per month during securities trading hours 3) The Retirement Guys Formula, investment related, Cincinnati OH, Registered Investment Advisor, Investment Adviser Representative, Start Date 11/2020, approximately 100 hours per month with 75 hours per month during securities trading hours 4) Insurance Agent, investment related, Cincinnati OH, Licensed in Accident & Health, Life, and Variable Products, Start Date 11/1980, approximately 0 hours per month 5) Business entity: Andrea Eisert Abstract Art; Business Activity: Art; Address: Duties of Position: Selling Paintings; Titles: Sales; Start Date: 08/2022; Approx. # of hours spent on activity: 10; Approx. # of hours spent during trading hours: 0

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Terrel Alan Eisert's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 19, 2020 - Present

THE RETIREMENT GUYS FORMULA

Office #1: 2010 Madison Road Suite 201, Cincinnati, OH 45208

RIA

CRD#: 168561

Cincinnati, OH

Current

May 24, 2018 - Present

PEAK BROKERAGE SERVICES, LLC

Office #1: 2010 Madison Road Suite 201, Cincinnati, OH 45208

CRD#: 157045

Cincinnati, OH

Past

May 24, 2018 - January 15, 2021

BLACKRIDGE ASSET MANAGEMENT, LLC

RIA

CRD#: 277085

Cincinnati, OH

Past

January 30, 2015 - May 24, 2018

STONEX ADVISORS INC.

RIA

CRD#: 174182

Cincinnati, OH

Past

September 12, 2014 - May 24, 2018

STONEX SECURITIES INC.

CRD#: 18456

CINCINNATI, OH

Past

June 19, 2013 - January 30, 2015

WRP INVESTMENTS, INC.

RIA

CRD#: 7365

CINCINNATI, OH

Past

June 19, 2013 - September 12, 2014

WRP INVESTMENTS, INC.

CRD#: 7365

CINCINNATI, OH

Past

March 22, 2010 - May 29, 2013

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

CINCINNATI, OH

Past

March 19, 2010 - May 29, 2013

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

CINCINNATI, OH

Past

August 15, 2006 - December 31, 2006

TRANSAMERICA FINANCIAL ADVISORS, LLC

RIA

CRD#: 16164

CINCINNATI, OH

Past

April 5, 2006 - December 31, 2009

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

CINCINNATI, OH

Past

May 30, 2002 - November 18, 2005

OPPENHEIMER & CO. INC.

CRD#: 249

NEW YORK, NY

Past

October 2, 1998 - June 11, 2002

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Past

September 21, 1998 - October 9, 1998

JOSEPHTHAL & CO., INC.

CRD#: 3227

NEW YORK, NY

Past

August 27, 1998 - October 5, 1998

H.J. MEYERS & CO., INC.

CRD#: 15609

ROCHESTER, NY

Past

October 13, 1995 - September 22, 1998

R. H. YORK & COMPANY, INC.

CRD#: 30099

COVINGTON, KY

Past

April 23, 1993 - March 20, 1995

FIFTH THIRD SECURITIES, INC.

CRD#: 628

CINCINNATI, OH

Past

November 3, 1987 - April 27, 1993

LEGG MASON WOOD WALKER, INCORPORATED

CRD#: 6555

Past

October 30, 1987 - November 4, 1987

LEGG MASON MASTEN INC.

CRD#: 2

Past

May 13, 1985 - April 27, 1993

LEGG MASON WOOD WALKER, INCORPORATED

CRD#: 6555

BALTIMORE, MD

Past

November 16, 1981 - May 21, 1985

E. F. HUTTON & COMPANY INC

CRD#: 235

Past

August 19, 1980 - November 25, 1981

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

THE RETIREMENT GUYS FORMULA

CRD#: 168561 / SEC#: 801-119086

RIA

Registered Investment Advisory firm - (7/20/2020 Approved)

Michigan

Registered Investment Advisory firm - (7/23/2020 Terminated)

Ohio

Registered Investment Advisory firm - (7/23/2020 Terminated)

Pennsylvania

Registered Investment Advisory firm - (7/24/2020 Terminated)

South Carolina

Registered Investment Advisory firm - (7/22/2020 Terminated)

Texas

Registered Investment Advisory firm - (7/22/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Indiana
(5/25/2018)

Kentucky
(5/24/2018)

Maryland
(5/24/2018)

Ohio
(5/24/2018)

IAR

Ohio
(11/19/2020)

South Carolina
(7/17/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/26/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/3/1980

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/16/1980

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

THE RETIREMENT GUYS FORMULA

CRD#: 168561 / SEC#: 801-119086

RIA

Registered Investment Advisory firm - (7/20/2020 Approved)

Michigan

Registered Investment Advisory firm - (7/23/2020 Terminated)

Ohio

Registered Investment Advisory firm - (7/23/2020 Terminated)

Pennsylvania

Registered Investment Advisory firm - (7/24/2020 Terminated)

South Carolina

Registered Investment Advisory firm - (7/22/2020 Terminated)

Texas

Registered Investment Advisory firm - (7/22/2020 Terminated)

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Contact information

Main Address

1700 Woodlands Drive, Maumee, OH 43537

Mailing Address

Phone number

(419) 842-0550

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

RGF ADV PART 2A BROCHURE (2/25/2025)

Regulatory assets under management

Total Number of Accounts	1,991
AUM (Assets Under Management)	$ 300,603,838

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

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Terrel A. Eisert

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Terrel Alan Eisert's CRS (Customer Relationship Summary).

Certified licenses

Experience

PEAK BROKERAGE SERVICES, LLC

BLACKRIDGE ASSET MANAGEMENT, LLC

STONEX ADVISORS INC.

STONEX SECURITIES INC.

WRP INVESTMENTS, INC.

WRP INVESTMENTS, INC.

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

TRANSAMERICA FINANCIAL ADVISORS, LLC

TRANSAMERICA FINANCIAL ADVISORS, LLC

OPPENHEIMER & CO. INC.

OSAIC WEALTH, INC.

JOSEPHTHAL & CO., INC.

H.J. MEYERS & CO., INC.

R. H. YORK & COMPANY, INC.

FIFTH THIRD SECURITIES, INC.

LEGG MASON WOOD WALKER, INCORPORATED

LEGG MASON MASTEN INC.

LEGG MASON WOOD WALKER, INCORPORATED

E. F. HUTTON & COMPANY INC

PRUDENTIAL EQUITY GROUP, LLC

Primary Firm SEC Registration

THE RETIREMENT GUYS FORMULA

State Registrations and Notice Filings

Exams

Series 65

Date: 5/26/1999

Series 63

Date: 7/3/1980

SIE

Date: 10/1/2018

Series 7

Date: 8/16/1980

FINRA

Current Firm

THE RETIREMENT GUYS FORMULA

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

THE RETIREMENT GUYS FORMULA

TRUST BUT VERIFY

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