AB
Alex Brumback
NAVY FEDERAL INVESTMENT SERVICES
Pensacola, FL 32526
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CRD#: 7140031
AB
Professional summary
Alex Brumback is a registered financial advisor currently at NAVY FEDERAL INVESTMENT SERVICES, LLC located in Pensacola, Florida.
Alex is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2019. Alex has worked at 4 firms and has passed the Series 66, Series 7TO, Series 6TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. CUSTOM ENGRAVED ACCESSORIES, AND MISC ITEMS, Start: 11/30/2023, 100% OWNER-SOLE PROPRIETOR, 20 hrs during non-trade hrs,0 durning trade hrs. 2. Pescado de Basura, Start: 8/1/2025, Active owner- Sole Proprietor, Cook and sell taco plate meals, 20 HRS during non-trade hrs. 0 durning trade hrs.
CRS (Client Relationship Summary) - RIA
Click below to view Alex Brumback's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Alex Brumback's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 17, 2024 - Present
NAVY FEDERAL INVESTMENT SERVICES, LLC
Office #1: 5550 Heritage Oaks Drive, Pensacola, FL 32526RIA
BD
CRD#: 138459
Pensacola, FL
Current
May 16, 2024 - Present
NAVY FEDERAL INVESTMENT SERVICES, LLC
Office #1: 5550 Heritage Oaks Drive, Pensacola, FL 32526RIA
BD
CRD#: 138459
Pensacola, FL
Past
July 6, 2023 - March 11, 2024
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
SULPHUR, LA
Past
April 24, 2023 - March 11, 2024
CETERA INVESTMENT SERVICES LLC
BD
CRD#: 15340
SULPHUR, LA
Past
August 15, 2019 - March 31, 2023
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
LAKE CHARLES, LA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NF
NAVY FEDERAL INVESTMENT SERVICES, LLC
NAVY FEDERAL BROKERAGE SERVICES LLC | NAVY FEDERAL INVESTMENT SERVICES, LLC | NAVY FEDERAL BROKERAGE SERVICES, LLC
CRD#: 138459 / SEC#: 801-68067, 8-67161
RIA
Registered Investment Advisory firm - SEC (6/21/2007 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(11/25/2024)
RR
Colorado(4/16/2025)
RR
District of Columbia(11/25/2024)
RR
Florida(5/16/2024)
IAR
Florida(5/17/2024)
RR
Georgia(11/25/2024)
RR
Indiana(7/23/2025)
RR
Maryland(11/25/2024)
RR
Michigan(2/11/2025)
RR
Nebraska(8/26/2025)
RR
Nevada(2/27/2025)
RR
North Carolina(11/25/2024)
RR
South Carolina(11/25/2024)
RR
Tennessee(7/16/2025)
RR
Texas(11/25/2024)
RR
Virginia(11/25/2024)
RR
Washington(11/25/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 6/1/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 6TO
Date: 8/15/2019
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
NF
NAVY FEDERAL INVESTMENT SERVICES, LLC
NAVY FEDERAL BROKERAGE SERVICES LLC | NAVY FEDERAL INVESTMENT SERVICES, LLC | NAVY FEDERAL BROKERAGE SERVICES, LLC
CRD#: 138459 / SEC#: 801-68067, 8-67161
RIA
Registered Investment Advisory firm - SEC (6/21/2007 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
1007 Electric Ave, Vienna, VA 22180
Mailing Address
1007 Electric Ave, Vienna, VA 22180
Phone number
(877) 221-8108
Established
Virginia since 09/06/2005
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
176
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 7,472 |
| AUM (Assets Under Management) | $ 1,713,608,579 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
