Martin J. Erzinger

SANCTUARY ADVISORS

Denver, CO 80202

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CRD#: 713979

Professional summary

Martin Joel Erzinger, CIMA® is a registered financial advisor currently at SANCTUARY ADVISORS located in Denver, Colorado and GENEOS WEALTH MANAGEMENT, INC. located in Denver, Colorado.

Martin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1980. Martin has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7, Series 9, Series 10 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) DBA/RIA SANCTUARY ADVISORS - Investment related business located at branch location. 2) Independent Rep with various insurance carriers for fixed insurance business. 3) ECONOMIC CLUB OF COLORADO-BOARD MEMBER. 4) CENTRAL CITY OPERA-BOARD MEMBER. 5) ZING LLC-REGISTERED AGENT.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Martin Joel Erzinger's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CIMA^®

Certified Investment Management Analyst

Experience

Current

January 13, 2017 - Present

SANCTUARY ADVISORS

Office #1: 1901 Wazee Street Unit 607, Denver, CO 80202

RIA

CRD#: 285428

Denver, CO

Current

March 15, 2017 - Present

GENEOS WEALTH MANAGEMENT, INC.

Office #1: Mcgregor Square 1901 Wazee Street Unit 607, Denver, CO 80202

RIA

CRD#: 120894

Denver, CO

Past

March 6, 2012 - May 5, 2017

SANCTUARY SECURITIES LLC

CRD#: 144091

Denver, CO

Past

February 23, 2012 - January 25, 2017

CROSSPOINT CAPITAL MANAGEMENT

RIA

CRD#: 150212

GREENWOOD, CO

Past

June 1, 2009 - June 28, 2011

MORGAN STANLEY

RIA

CRD#: 149777

DENVER, CO

Past

June 1, 2009 - June 28, 2011

MORGAN STANLEY

CRD#: 149777

DENVER, CO

Past

February 23, 2001 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

DENVER, CO

Past

November 11, 1994 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

DENVER, CO

Past

August 19, 1980 - November 23, 1994

KIDDER, PEABODY & CO. INCORPORATED

CRD#: 7613

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SANCTUARY ADVISORS

SANCTUARY ADVISORS | SANCTUARY WEALTH ADVISORS LLC DBA SANCTUARY ADVISORS | SANCTUARY WEALTH ADVISORS LLC

CRD#: 285428 / SEC#: 801-118344

RIA

Registered Investment Advisory firm - (4/1/2020 Approved)

Colorado

Registered Investment Advisory firm - (4/22/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(3/22/2017)

IAR

Arizona
(6/18/2020)

IAR

Colorado
(1/13/2017)

Colorado
(3/15/2017)

Illinois
(3/15/2017)

Pennsylvania
(5/12/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/20/2001

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/5/1980

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 4/16/1984

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 8/16/1980

General Securities Representative Examination

Principal/Supervisory Exam

Series 9

Date: 1/2/2023

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 10

Date: 1/2/2023

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 8

Date: 11/29/1984

General Securities Sales Supervisor Examination (Options Module & General Module)

SRO Registrations

FINRA

Current Firm

SANCTUARY ADVISORS

SANCTUARY ADVISORS | SANCTUARY WEALTH ADVISORS LLC DBA SANCTUARY ADVISORS | SANCTUARY WEALTH ADVISORS LLC

CRD#: 285428 / SEC#: 801-118344

RIA

Registered Investment Advisory firm - (4/1/2020 Approved)

Colorado

Registered Investment Advisory firm - (4/22/2020 Terminated)

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Contact information

Main Address

1901 Wazee Street Unit 607, Denver, CO 80202

Mailing Address

Phone number

(303) 220-5374

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A - SANCTUARY WEALTH ADVISORS LLC DBA SANCTUARY ADVISORS (3/24/2025)

Regulatory assets under management

Total Number of Accounts	131
AUM (Assets Under Management)	$ 242,073,581

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Martin J. Erzinger

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Martin Joel Erzinger's CRS (Customer Relationship Summary).

Certified licenses

Experience

GENEOS WEALTH MANAGEMENT, INC.

SANCTUARY SECURITIES LLC

CROSSPOINT CAPITAL MANAGEMENT

MORGAN STANLEY

MORGAN STANLEY

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

KIDDER, PEABODY & CO. INCORPORATED

Primary Firm SEC Registration

SANCTUARY ADVISORS

State Registrations and Notice Filings

Exams

Series 65

Date: 1/20/2001

Series 63

Date: 12/5/1980

SIE

Date: 10/1/2018

Series 3

Date: 4/16/1984

Series 7

Date: 8/16/1980

Series 9

Date: 1/2/2023

Series 10

Date: 1/2/2023

Series 8

Date: 11/29/1984

FINRA

Current Firm

SANCTUARY ADVISORS

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SANCTUARY ADVISORS

TRUST BUT VERIFY

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