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Paul Vincent Decker

CRD# 713977·Registered 1980 - 2004
Previously Registered: Being a previously registered professional could mean that Paul is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Paul Vincent Decker was a registered financial advisor. Paul was a previously registered financial professional and started their career in finance 1980 - 2004. Paul had worked at 11 firms and has passed the Series 63, Series 65, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

46 years in the financial services industry

Current & Past Employments

MAGELLAN SECURITIES INC·CRD# 15986
BD
Harper Woods, MI
November 1, 2001 - March 1, 2004
IMS SECURITIES, INC.·CRD# 35567
BD
Houston, TX
April 11, 1997 - December 31, 1998
ENERIC FINANCIAL SERVICES, INC.·CRD# 11761
BD
Fairfield, IA
November 19, 1993 - December 31, 1995
PACIFIC INLAND SECURITIES CORPORATION·CRD# 18194
BD
Stockton, CA
November 13, 1989 - August 27, 1992
LEHMAN BROTHERS INC.·CRD# 7506
BD
New York, NY
June 6, 1989 - September 23, 1989
FIRST CHESAPEAKE SECURITIES CORPORATION·CRD# 10517
BD
March 8, 1988 - December 31, 1988
HERITAGE FINANCIAL INVESTMENTS CORPORATION·CRD# 15767
BD
June 22, 1987 - January 28, 1988
VP DISTRIBUTORS, LLC·CRD# 3036
BD
November 10, 1986 - January 12, 1987
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
September 26, 1985 - June 12, 1986
LEGG MASON WOOD WALKER, INCORPORATED·CRD# 6555
BD
February 4, 1985 - August 26, 1985
FIRST JERSEY SECURITIES, INC.·CRD# 6621
BD
August 19, 1980 - January 10, 1985

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Current Firm

MS
MAGELLAN SECURITIES INC

BECKER FINANCIAL SERVICES, INC. | MAGELLAN SECURITIES INC

CRD#: 15986 / SEC#: 8-33047
BD
Terminated by SEC on 02/15/2005

Contact Information

Established

Michigan since 12/18/1984

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
LAYMON, TERRY MICHAELRETIRED304342

Disclosures

Regulatory Event

6

Arbitration

2

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 2001About the Series 63 exam

Series 65 — Uniform Investment Adviser Law Examination

Passed Dec 1994About the Series 65 exam

Series 7 — General Securities Representative Examination

Passed Sep 2001About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Sep 1984About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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