JE
Joshua D. Evans
CONVERGENCE FINANCIAL | Vice President - Wealth Advisor at Convergence Financial
Kansas City, MO 64112
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CRD#: 7139177
JE
Professional summary
Joshua David Evans, who also goes by Josh David Evans, is a registered financial advisor currently at CONVERGENCE FINANCIAL located in Kansas City, Missouri and LPL FINANCIAL LLC located in Independence, Missouri.
Joshua is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2020. Joshua has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Josh David Evans
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 12/13/2021 - Apollo Strategic Wealth - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 12/06/2021 - 160 Hours Per Month/160 Hours During Securities Trading 2. 8/25/2021 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 3/1/2021. 3. 5/22/2023 - Convergence Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 01/20/2021 - 40 Hours Per Month/40 Hours During Securities Trading 4. 02/25/2025- Joshua D Evans, LLC DBA Telos Strategic Wealth- DBA for LPL Business (entity for LPL business) - INV Related- At Reported Business Location(s)- Start date 01/31/2025- 160 Hours Per Month- 160 Hours During Trading
CRS (Client Relationship Summary) - RIA
Click below to view Joshua David Evans's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 12, 2023 - Present
CONVERGENCE FINANCIAL
Office #1: 4700 Belleview Ave Ste 201, Kansas City, MO 64112RIA
CRD#: 304146
Kansas City, MO
Current
July 21, 2021 - Present
LPL FINANCIAL LLC
Office #1: 210 W Truman Rd, Independence, MO 64050RIA
BD
CRD#: 6413
INDEPENDENCE, MO
Past
July 21, 2021 - May 23, 2023
LPL FINANCIAL LLC
RIA
CRD#: 6413
BLUE SPRINGS, MO
Past
December 21, 2020 - July 21, 2021
WADDELL & REED
RIA
CRD#: 866
BLUE SPRINGS, MO
Past
November 16, 2020 - July 21, 2021
WADDELL & REED
BD
CRD#: 866
BLUE SPRINGS, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CF
CONVERGENCE FINANCIAL
360 INTEGRATED FINANCIAL | WESCOAT WEALTH MANAGEMENT | TELOS STRATEGIC WEALTH | RAMOS GROUP | LEGACY GROUP FINANCIAL ADVISORS | FOUR RIVERS FINANCIAL | CONVERGENCE FINANCIAL, LLC | CONVERGENCE FINANCIAL & TAX | CONVERGENCE FINANCIAL | COMMERCIAL TRUST FINANCIAL SERVICES
CRD#: 304146 / SEC#: 801-116738
RIA
Registered Investment Advisory firm - (6/3/2019 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(7/28/2021)
RR
Kansas(7/28/2021)
RR
Missouri(7/21/2021)
IAR
Missouri(5/12/2023)
IAR
Texas(5/12/2023)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 11/15/2020
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CF
CONVERGENCE FINANCIAL
360 INTEGRATED FINANCIAL | WESCOAT WEALTH MANAGEMENT | TELOS STRATEGIC WEALTH | RAMOS GROUP | LEGACY GROUP FINANCIAL ADVISORS | FOUR RIVERS FINANCIAL | CONVERGENCE FINANCIAL, LLC | CONVERGENCE FINANCIAL & TAX | CONVERGENCE FINANCIAL | COMMERCIAL TRUST FINANCIAL SERVICES
CRD#: 304146 / SEC#: 801-116738
RIA
Registered Investment Advisory firm - (6/3/2019 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3919 S. Providence Road, Columbia, MO 65203
Mailing Address
Phone number
(573) 818-2264
Established
Firm type
Fiscal year end
# of Employees
18
SEC notice filing (25 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,609 |
| AUM (Assets Under Management) | $ 703,445,900 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CONVERGENCE FINANCIAL
Vice President - Wealth Advisor at Convergence FinancialCRD#: 304146Kansas City, MO 64112TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
