Kyle R. Munson

ROMANO BROTHERS AND COMPANY

Evanston, IL 60201

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CRD#: 7139013

Professional summary

Kyle R Munson, who also goes by Kyle Richard Munson, Kyle Munson, is a registered financial advisor currently at ROMANO BROTHERS AND COMPANY located in Evanston, Illinois.

Kyle is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2020. Kyle has worked at 5 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kyle Richard Munson | Kyle Munson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kyle R Munson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Kyle R Munson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 11, 2023 - Present

ROMANO BROTHERS AND COMPANY

Office #1: 1560 Sherman Avenue Ste 1300, Evanston, IL 60201Office #2: 1560 Sherman Avenue Ste 1300, Evanston, IL 60201

RIA

CRD#: 3215

Evanston, IL

Current

December 11, 2023 - Present

ROMANO BROTHERS AND COMPANY

Office #1: 1560 Sherman Avenue Suite 1300, Evanston, IL 60201Office #2: 1560 Sherman Avenue Ste 1300, Evanston, IL 60201

RIA

CRD#: 3215

Evanston, IL

Past

January 26, 2022 - December 8, 2023

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

Chicago, IL

Past

January 26, 2022 - December 8, 2023

CHARLES SCHWAB & CO., INC.

CRD#: 5393

Chicago, IL

Past

February 12, 2021 - October 14, 2022

TD AMERITRADE, INC.

RIA

CRD#: 7870

Chicago, IL

Past

February 12, 2021 - September 7, 2023

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 111514

Chicago, IL

Past

February 12, 2021 - December 8, 2023

TD AMERITRADE, INC.

CRD#: 7870

Chicago, IL

Past

June 25, 2020 - December 31, 2020

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 111514

Park Ridge, IL

Past

June 25, 2020 - January 11, 2021

TD AMERITRADE, INC.

RIA

CRD#: 7870

CHICAGO, IL

Past

June 25, 2020 - January 11, 2021

TD AMERITRADE, INC.

CRD#: 7870

CHICAGO, IL

Past

March 3, 2020 - June 4, 2020

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

ROLLING MEADOWS, IL

Past

January 29, 2020 - June 4, 2020

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

ROLLING MEADOWS, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ROMANO BROTHERS AND COMPANY

ROMANO BROTHERS & CO. | ROMANO WEALTH MANAGEMENT | ROMANO BROTHERS AND COMPANY

CRD#: 3215 / SEC#: 801-27061, 8-14213

RIA

Registered Investment Advisory firm - SEC (5/23/1986 Approved)

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Illinois
(12/11/2023)

IAR

Illinois
(12/11/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/2/2020

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 1/29/2020

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 12/2/2019

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

ROMANO BROTHERS AND COMPANY

ROMANO BROTHERS & CO. | ROMANO WEALTH MANAGEMENT | ROMANO BROTHERS AND COMPANY

CRD#: 3215 / SEC#: 801-27061, 8-14213

RIA

Registered Investment Advisory firm - SEC (5/23/1986 Approved)

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

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Contact information

Main Address

1560 Sherman Avenue Ste 1300, Evanston, IL 60201

Mailing Address

1560 Sherman Avenue Suite 1300, Evanston, IL 60201

Phone number

(847) 866-7700

Established

Illinois since 08/01/1963

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

SEC notice filing (26 States and Territories)

FINRA licenses (38 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2 PLUS BROCHURE SUPPLEMENT (1/31/2025)

WRAP PROGRAM BROCHURE (1/31/2025)

Direct owners and executive officers

Name	Position	CRD#
ROMANO, JOSEPH RICHARDVIKTORY	PRESIDENT	2659164
ROMANO, RICHARD CONSTANTINO	CHAIRMAN	403390
BEDERMAN, ERIC ARTHUR	CFO/CCO	2074318
GEISSER, DOUGLAS NORMAN	VICE PRESIDENT	1137506

Regulatory assets under management

Total Number of Accounts	2,015
AUM (Assets Under Management)	$ 1,388,470,813

Disclosures

Regulatory Event	1
Arbitration	1

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/25/2024	Cover Page	Report
07/31/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kyle R. Munson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kyle R Munson's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Kyle R Munson's CRS (Customer Relationship Summary).

Certified licenses

Experience

ROMANO BROTHERS AND COMPANY

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

TD AMERITRADE, INC.

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

TD AMERITRADE, INC.

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

TD AMERITRADE, INC.

TD AMERITRADE, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

ROMANO BROTHERS AND COMPANY

State Registrations and Notice Filings

Exams

Series 66

Date: 3/2/2020

Series 7TO

Date: 1/29/2020

SIE

Date: 12/2/2019

FINRA

Current Firm

ROMANO BROTHERS AND COMPANY

Contact information

SEC notice filing (26 States and Territories)

FINRA licenses (38 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

ROMANO BROTHERS AND COMPANY

TRUST BUT VERIFY

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