GL
Gregory M. Lichtenstein
ETHOS CAPITAL MANAGEMENT
Princeton, NJ 08540
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CRD#: 7138993
GL
Professional summary
Gregory Michael Lichtenstein, who also goes by Greg Lichtenstein, is a registered financial advisor currently at ETHOS CAPITAL MANAGEMENT, INC. located in Princeton, New Jersey.
Gregory is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Gregory has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Greg Lichtenstein
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) NAME: ETHOS CAPITAL ADVISORS, LLC; INV RELATED: YES; ADDRESS: 111 SOUTH STATE STREET, NEWTOWN, PA 18940; NATURE: INSURANCE SALES; POSITION: INSURANCE AGENT - START DATE: 11/2022; HOURS/MONTH: 40; TRADING HOURS/MONTH: 40; DUTIES: INSURANCE SALES & SERVICE. 2) Part-Time Assistant Lacrosse Coach; Pennsbury High School; Investment related: No; 705 Hood Blvd. Fairless Hills PA 19030 USA; Education - High School; 2017-10-01; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 40; Percentage of total yearly compensation expected to be derived from the business: 5;
CRS (Client Relationship Summary) - RIA
Click below to view Gregory Michael Lichtenstein's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 7, 2022 - Present
ETHOS CAPITAL MANAGEMENT, INC.
Office #1: 100 Overlook Center 2nd Floor, Princeton, NJ, 08540Office #2: 626 South State Street, Newtown, PA 18940RIA
CRD#: 313145
Princeton, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EC
ETHOS CAPITAL MANAGEMENT, INC.
ETHOS CAPITAL MANAGEMENT, INC.
CRD#: 313145 / SEC#: 801-132170
RIA
Registered Investment Advisory firm - (3/26/2025 Approved)New Jersey
Registered Investment Advisory firm - (4/21/2025 Terminated)Pennsylvania
Registered Investment Advisory firm - (4/1/2025 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New Jersey(2/8/2022)
IAR
Pennsylvania(2/7/2022)
Current Firm
EC
ETHOS CAPITAL MANAGEMENT, INC.
ETHOS CAPITAL MANAGEMENT, INC.
CRD#: 313145 / SEC#: 801-132170
RIA
Registered Investment Advisory firm - (3/26/2025 Approved)New Jersey
Registered Investment Advisory firm - (4/21/2025 Terminated)Pennsylvania
Registered Investment Advisory firm - (4/1/2025 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
626 South State Street, Newtown, PA 18940
Mailing Address
Phone number
(215) 968-1820
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (9 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 429 |
| AUM (Assets Under Management) | $ 129,143,442 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ETHOS CAPITAL MANAGEMENT, INC.
CRD#: 313145Princeton, NJ 08540TRUST BUT VERIFY
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