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Andrew Peter Wall

DALMORE GROUP
Brooklyn, NY
·CRD# 7138671·7 years experience

Professional Summary

Andrew Peter Wall, who also goes by Andrew Wall, is a registered financial advisor currently at DALMORE GROUP LLC located in Brooklyn, New York. Andrew is registered as a RR (Registered Representative) and started their career in finance in 2019. Andrew has worked at 2 firms and has passed the Series 63, Series 82TO and SIE exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Andrew Wall

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

7 years in the financial services industry

Current & Past Employments

DALMORE GROUP LLC·CRD# 136352
BD
Brooklyn, NY
February 27, 2023 - Present
FINALIS SECURITIES LLC·CRD# 305908
BD
New York, NY
June 8, 2022 - February 20, 2023
DALMORE GROUP LLC·CRD# 136352
BD
Mcdonough, GA
August 8, 2019 - June 13, 2022

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Current Firm

DG
DALMORE GROUP LLC

DALMORE GROUP LLC

CRD#: 136352 / SEC#: 8-67002
BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)

Contact Information

Main Address

41 Griffin Street, Mcdonough, GA 30253

Mailing Address

6250 Shiloh Road Box 12, Alpharetta, GA 30005

Phone Number

(917) 887-1948

Established

New York since 04/07/2005

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
DALMORE HOLDINGS, INCMEMBER FIRM—
NEELY, KIMBERLY BETHFINOP2045019
SADLER, JOQUINN THOMASCCO2817763
SEIDEL, OSCAR FRANCISCOPRESIDENT/CEO2328358

Disclosures

Regulatory Event

2

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Arizona
(11/25/2025)
RR
Arkansas
(2/27/2023)
RR
California
(7/1/2025)
RR
Colorado
(7/1/2025)
RR
Florida
(2/27/2023)
RR
Georgia
(1/6/2026)
RR
Illinois
(11/25/2025)
RR
Kentucky
(11/25/2025)
RR
Massachusetts
(11/25/2025)
RR
Minnesota
(11/25/2025)
RR
Montana
(7/1/2025)
RR
New Jersey
(12/1/2025)
RR
New York
(1/6/2026)
RR
North Carolina
(12/1/2025)
RR
Ohio
(7/2/2025)
RR
Pennsylvania
(7/1/2025)
RR
South Carolina
(11/25/2025)
RR
South Dakota
(11/25/2025)
RR
Texas
(2/27/2023)
RR
Utah
(11/25/2025)
RR
Washington
(11/25/2025)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 2019About the Series 63 exam

Series 82TO — Limited Representative-Private Securities Offerings

Passed Aug 2019About the Series 82TO exam

SIE — Securities Industry Essentials Examination

Passed Jul 2019About the SIE exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Andrew Peter Wall's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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