Edward H. Phillips

THIRDLINE CAPITAL MANAGEMENT LLC

Richmond, VA 23230

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CRD#: 7138599

Professional summary

Edward H Phillips Jr is a registered financial advisor currently at THIRDLINE CAPITAL MANAGEMENT LLC located in Richmond, Virginia.

Edward is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Edward has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

BREAK POINT CONSULTING, LLC; NOT INVESTMENT-RELATED; 11006 LANSDOWNE TERRACE, MIDLOTHIAN, VA 23113; CONSULTING FIRM; MANAGING DIRECTOR/MANAGING MEMBER; STARTED MARCH 2021; APPROXIMATELY 40 HOURS PER MONTH; APPROXIMATELY 25 HOURS PER MONTH DURING SECURITIES TRADING HOURS; CONSULTING DUTIES.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Edward H Phillips Jr's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 4, 2022 - Present

THIRDLINE CAPITAL MANAGEMENT LLC

Office #1: 1810 Mactavish Ave, Richmond, VA 23230

RIA

CRD#: 314158

Richmond, VA

Past

September 6, 2019 - February 10, 2022

HERITAGE WEALTH ADVISORS

RIA

CRD#: 137484

RICHMOND, VA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

THIRDLINE CAPITAL MANAGEMENT LLC

CRD#: 314158 / SEC#: 801-121695

RIA

Registered Investment Advisory firm - (7/6/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Virginia
(4/4/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/6/2019

Uniform Investment Adviser Law Examination

Current Firm

THIRDLINE CAPITAL MANAGEMENT LLC

CRD#: 314158 / SEC#: 801-121695

RIA

Registered Investment Advisory firm - (7/6/2021 Approved)

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Contact information

Main Address

1810 Mactavish Ave, Richmond, VA 23230

Mailing Address

Phone number

(804) 564-6801

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	1
AUM (Assets Under Management)	$ 63,040,922

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Edward H. Phillips

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Edward H Phillips Jr's CRS (Customer Relationship Summary).

Certified licenses

Experience

THIRDLINE CAPITAL MANAGEMENT LLC

HERITAGE WEALTH ADVISORS

Primary Firm SEC Registration

THIRDLINE CAPITAL MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/6/2019

Current Firm

THIRDLINE CAPITAL MANAGEMENT LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Regulatory assets under management

Red Flags

Company Information

THIRDLINE CAPITAL MANAGEMENT LLC

TRUST BUT VERIFY

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