Ryan J. Schreiner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ryan James Schreiner, who also goes by Ryan Schreiner, was a registered financial professional .
Ryan is a previously registered financial professional and started their career in finance in 2019. Ryan had worked at 2 firms and has passed the Series 66, Series 99TO, Series 7TO, SIE and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 17, 2020 - March 30, 2022
TAYLOR SECURITIES, INC.
June 15, 2020 - March 30, 2022
TAYLOR SECURITIES, INC.
September 16, 2019 - March 17, 2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 23, 2019 - March 17, 2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 7TO
Date: 8/23/2019
General Securities Representative ExaminationCurrent Firm
TAYLOR SECURITIES, INC.
CRD#: 17575 / SEC#: 801-44465, 8-36712
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 342 |
| AUM (Assets Under Management) | $ 283,848,153 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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