Charles H. Tall
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charles Howard Tall IV, who also goes by Charles Howard Tall, was a registered financial professional .
Charles is a previously registered financial professional and started their career in finance in 1980. Charles had worked at 3 firms and has passed the Series 63, SIE, Series 57TO, Series 56, Series 15, Series 5 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 19, 2024 - July 21, 2025
STG SECURITIES, LLC
November 28, 2012 - September 19, 2014
ARCHELON LLC
August 19, 1980 - April 29, 1983
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
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Exams
Series 57TO
Date: 2/17/2024
Securities Trader ExamSeries 56
Date: 7/30/2012
Proprietary Trader Qualification ExaminationSeries 15
Date: 3/7/1983
Foreign Currency Options ExaminationSeries 5
Date: 11/16/1981
Interest Rate Options ExaminationCurrent Firm
STG SECURITIES, LLC
CRD#: 322438 / SEC#: , 8-70947
Contact information
Documents
Red Flags
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