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Abdul Haiyu Mohammed

CRD# 7138129·Registered 2019 - 2024
Previously Registered: Being a previously registered professional could mean that Abdul is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Abdul Haiyu Mohammed, who also goes by Abdul Mohammed, Abdul H Mohammed, was a registered financial advisor. Abdul was a previously registered financial professional and started their career in finance 2019 - 2024. Abdul had worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Abdul Mohammed, Abdul H Mohammed

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

7 years in the financial services industry

Current & Past Employments

RIDGEOAK WEALTH·CRD# 313311
RIA
Philadelphia, PA
April 26, 2022 - April 19, 2024
VANGUARD ADVISERS, INC.·CRD# 106715
RIA
Malvern, PA
January 21, 2021 - March 3, 2022
VANGUARD MARKETING CORPORATION·CRD# 7452
BD
Malvern, PA
January 21, 2021 - March 3, 2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
RIA
Silver Spring, MD
October 24, 2019 - December 26, 2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
Silver Spring, MD
September 24, 2019 - December 26, 2020

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Current Firm

RW
RIDGEOAK WEALTH

NABLA | RIDGEOAK WEALTH | NHABLA LLC | NHABLA | NABLA FINANCIAL INC.

CRD#: 313311
Delaware
Registered Investment Advisory firm - Delaware (11/25/2024 Terminated)
Florida
Registered Investment Advisory firm - Florida (11/25/2024 Terminated)
Maryland
Registered Investment Advisory firm - Maryland (12/6/2024 Terminated)
Pennsylvania
Registered Investment Advisory firm - Pennsylvania (12/6/2024 Terminated)
Texas
Registered Investment Advisory firm - Texas (1/9/2025 Approved)
Virginia
Registered Investment Advisory firm - Virginia (5/11/2022 Approved)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

2300 Wilson Blvd. Suite 700 #1076, Arlington, VA 22201

Phone Number

(202) 599-3614

# of Employees

2

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

99

AUM (Assets Under Management)

$33,293,981

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Name of your current employer - Zencity, current employer and employment is investment-related - No; Address of your current employer - Tel-Aviv, Israel, The nature of your current employer's business - Zencity aims to answer the need of local government officials for the best community input and insights solutions out there, so they can identify priorities and make decisions based on the voices of more of their residents Title/position - Business Development Representative (no ownership of the company) Start date of your employment with them - March 2022, The approximate number of hours/month you devote to that job - Approx. 40 hours per week (full-time) Number of hours you devote to that job during securities trading hours - 40 hours per week (9am-5pm) Briefly describe your duties relating to your current job - I help set up demonstrations for City Managers and County Managers.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Oct 2019About the Series 66 exam

Series 7TO — General Securities Representative Examination

Passed Sep 2019About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Jul 2019About the SIE exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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