Abdul H. Mohammed
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Abdul Haiyu Mohammed, who also goes by Abdul Mohammed, Abdul H Mohammed, was a registered financial professional .
Abdul is a previously registered financial professional and started their career in finance in 2019. Abdul had worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 26, 2022 - April 19, 2024
NHABLA
January 21, 2021 - March 3, 2022
VANGUARD ADVISERS, INC.
January 21, 2021 - March 3, 2022
VANGUARD MARKETING CORPORATION
October 24, 2019 - December 26, 2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 24, 2019 - December 26, 2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 9/24/2019
General Securities Representative ExaminationCurrent Firm
NHABLA
CRD#: 313311 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 41 |
| AUM (Assets Under Management) | $ 5,658,610 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
