Ellen S. Winston Repp
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ellen Sue Winston Repp, who also goes by Ellen Sue Winston, Ellen S Winston-repp, was a registered financial professional .
Ellen is a previously registered financial professional and started their career in finance in 1980. Ellen had worked at 9 firms and has passed the Series 63, SIE, Series 3, Series 7 and Series 62 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 10, 2009 - May 31, 2024
INTERACTIVE BROKERS CORP.
July 7, 2005 - April 27, 2009
INTERACTIVE BROKERS LLC
October 12, 2004 - March 23, 2005
CANTOR FITZGERALD & CO.
July 21, 2000 - September 16, 2004
BLOOMBERG TRADEBOOK LLC
August 31, 1988 - November 28, 1990
COMMERCIAL UNION CAPITAL MARKETS, INC.
September 10, 1987 - November 19, 1987
CITICORP SECURITIES, INC.
February 29, 1984 - March 29, 1984
ROTHSCHILD REGISTRY INTERNATIONAL, INC.
June 21, 1982 - July 5, 1983
J.P. MORGAN SECURITIES LLC
August 19, 1980 - June 17, 1982
RUSHMORE CAPITAL, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 62
Date: 7/20/2000
Corporate Securities Limited Representative ExaminationCurrent Firm
INTERACTIVE BROKERS CORP.
CRD#: 117942 / SEC#: , 8-53615
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 3 |
Red Flags
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