Caleb Eby
Professional Summary
Caleb Eby is a registered financial advisor currently at FORVIS MAZARS CAPITAL ADVISORS, LLC located in Denver, Colorado. Caleb is registered as a RR (Registered Representative) and started their career in finance in 2021. Caleb has worked at 3 firms and has passed the Series 63, Series 82TO, Series 79TO and SIE exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
5 years in the financial services industry
Current & Past Employments
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Current Firm
BKD CAPITAL ADVISORS, LLC | FORVIS MAZARS CAPITAL ADVISORS, LLC | FORVIS CAPITAL ADVISORS, LLC | BKD FINANCIAL L.L.C. | BKD CORPORATE FINANCE, LLC
Contact Information
Main Address
910 East St. Louis Street, Suite 200, Springfield, MO 65806Mailing Address
P.o. Box 1190, Springfield, MO 65806-2523Phone Number
(417) 865-8701Established
Missouri since 07/20/1994Firm Type
Limited Liability CompanyFiscal Year End
MayFirm Size
SmallFINRA licenses (31 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(8/30/2024)
(8/30/2024)
(8/30/2024)
(8/30/2024)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 82TO — Limited Representative-Private Securities Offerings
Passed Mar 2024About the Series 82TO examSeries 79TO — Investment Banking Registered Representative Examination
Passed Aug 2021About the Series 79TO examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Caleb Eby's CRS (Customer Relationship Summary).
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