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Patricia M. Patterson

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CRD#: 713721
PP

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Patricia M Patterson MS., who also goes by Patricia M Barlerin, Patricia M Patterson, was a registered financial professional .

Patricia is a previously registered financial professional and started their career in finance in 1976. Patricia had worked at 2 firms and has passed the Series 65 and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Patricia M Barlerin | Patricia M Patterson

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
PATTERSON INVESTMENTS INC., PRESIDENT,1/1981 TO PRESENT, NON INVESTMENT RELATED, REAL ESTATE INVESTMENTS AND BROKERAGE, HOURS 20

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CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

March 26, 2003 - June 21, 2022

PATTERSON ADVISERS,INC

RIA
CRD#: 125503
DALLAS, TX
Past

December 23, 1976 - June 17, 1981

GOLDMAN SACHS & CO. LLC

BD
CRD#: 361

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
IAR
Series 65
Date: 2/3/2003
Uniform Investment Adviser Law Examination
General Industry/Product Exam

Current Firm


PA
PATTERSON ADVISERS,INC
PATTERSON ADVISERS, INC. | PATTERSON ADVISERS,INC

CRD#: 125503 / SEC#:

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Contact information


Main Address
Dallas, TX
Mailing Address
Phone number
(214) 521-9940
Established
Firm type
Fiscal year end
# of Employees
1

Documents


Latest Form ADV

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


PATTERSON ADVISERS,INC

CRD#: 125503

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