LS
Lily A. Schwartz
BREX TREASURY
SALT LAKE CITY, UT 84101-2380
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CRD#: 7136535
LS
Lily Alexis SchwartzBREX TREASURY
Professional summary
Lily Alexis Schwartz is a registered financial professional currently at BREX TREASURY LLC located in Salt Lake City, Utah.
Lily is registered as a RR (Registered Representative) and started their career in finance in 2021. Lily has worked at 2 firms and has passed the Series 63, Series 7TO and SIE exams.
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Lily Alexis Schwartz's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 18, 2026 - Present
BREX TREASURY LLC
Office #1: 650 South 500 West Suite 300, Salt Lake City, UT 84101-2380BD
CRD#: 299606
SALT LAKE CITY, UT
Past
December 17, 2021 - August 22, 2025
GOLDMAN SACHS & CO. LLC
BD
CRD#: 361
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(3/18/2026)
RR
Alaska(3/18/2026)
RR
Arizona(3/18/2026)
RR
Arkansas(3/18/2026)
RR
California(3/18/2026)
RR
Colorado(3/18/2026)
RR
Connecticut(3/18/2026)
RR
Delaware(3/18/2026)
RR
District of Columbia(3/18/2026)
RR
Florida(3/18/2026)
RR
Georgia(3/18/2026)
RR
Hawaii(3/18/2026)
RR
Idaho(3/18/2026)
RR
Illinois(3/18/2026)
RR
Indiana(3/18/2026)
RR
Iowa(3/18/2026)
RR
Kansas(3/18/2026)
RR
Kentucky(3/18/2026)
RR
Louisiana(3/18/2026)
RR
Maine(3/18/2026)
RR
Maryland(3/18/2026)
RR
Massachusetts(3/18/2026)
RR
Michigan(3/18/2026)
RR
Minnesota(3/18/2026)
RR
Mississippi(3/18/2026)
RR
Missouri(3/18/2026)
RR
Montana(3/18/2026)
RR
Nebraska(3/18/2026)
RR
Nevada(3/18/2026)
RR
New Hampshire(3/18/2026)
RR
New Jersey(3/18/2026)
RR
New Mexico(3/18/2026)
RR
New York(3/18/2026)
RR
North Carolina(3/18/2026)
RR
North Dakota(3/18/2026)
RR
Ohio(3/18/2026)
RR
Oklahoma(3/18/2026)
RR
Oregon(3/18/2026)
RR
Pennsylvania(3/18/2026)
RR
Puerto Rico(3/18/2026)
RR
Rhode Island(3/18/2026)
RR
South Carolina(3/18/2026)
RR
South Dakota(3/18/2026)
RR
Tennessee(3/18/2026)
RR
Texas(3/18/2026)
RR
Utah(3/18/2026)
RR
Vermont(3/18/2026)
RR
Virginia(3/18/2026)
RR
Washington(3/18/2026)
RR
West Virginia(3/18/2026)
RR
Wisconsin(3/18/2026)
RR
Wyoming(3/18/2026)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 12/17/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
BT
BREX TREASURY LLC
BREX TREASURY LLC
CRD#: 299606 / SEC#: , 8-70251
BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information
Main Address
650 South 500 West Suite 300, Salt Lake City, UT 84101-2380
Mailing Address
650 South 500 West Suite 300, Salt Lake City, UT 84101-2380
Phone number
(551) 284-3958
Established
Delaware since 11/01/2018
Firm type
Limited Liability Company
Fiscal year end
January
Firm Size
Small
# of Employees
FINRA licenses (52 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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Company Information
BREX TREASURY LLC
CRD#: 299606Salt Lake City, UT 84101-2380TRUST BUT VERIFY
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