MW
Michael Wechsler
WESTPARK CAPITAL
Boca Raton, FL 33432
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CRD#: 713646
MW
Professional summary
Michael Wechsler is a registered financial professional currently at WESTPARK CAPITAL, INC. located in Boca Raton, Florida.
Michael is registered as a RR (Registered Representative) and started their career in finance in 1980. Michael has worked at 11 firms and has passed the Series 63, Series 52TO, SIE, Series 7, Series 24 and Series 53 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Michael Wechsler's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 3, 2005 - Present
WESTPARK CAPITAL, INC.
Office #1: 225 Ne Mizner Blvd Suite 530, Boca Raton, FL 33432RIA
BD
CRD#: 39914
Boca Raton, FL
Past
November 6, 2001 - January 11, 2005
CARDINAL CAPITAL MANAGEMENT, INC.
BD
CRD#: 24605
MIAMI, FL
Past
January 23, 2001 - December 31, 2001
EMERSON BENNETT & ASSOCIATES
BD
CRD#: 36171
FT. LAUDERDALE, FL
Past
September 9, 1999 - January 2, 2001
KRIEGER FINANCIAL SERVICES, INC.
BD
CRD#: 44959
DELRAY BEACH, FL
Past
May 17, 1996 - September 21, 1999
JOSEPH CHARLES & ASSOC., INC.
BD
CRD#: 3949
BOCA RATON, FL
Past
November 18, 1994 - April 12, 1996
HALPERT AND COMPANY, INC.
BD
CRD#: 7094
MILLBURN, NJ
Past
April 25, 1991 - October 19, 1994
FAIC SECURITIES, INC.
BD
CRD#: 8323
MIAMI, FL
Past
February 4, 1991 - April 2, 1991
PARAGON CAPITAL MARKETS, INC.
BD
CRD#: 18555
EAST HANOVER, NJ
Past
April 25, 1989 - April 16, 1991
ADAMS, BLOCK & COE SECURITIES, INC.
BD
CRD#: 19439
FT. LAUDERDALE, FL
Past
November 10, 1987 - April 27, 1989
HALPERT AND COMPANY, INC.
BD
CRD#: 7094
Past
May 17, 1985 - May 13, 1987
E. F. HUTTON & COMPANY INC
BD
CRD#: 235
Past
August 19, 1980 - April 10, 1985
BEVILL, BRESLER & SCHULMAN INCORPORATED
BD
CRD#: 6971
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WC
WESTPARK CAPITAL, INC.
COAST CAPITAL WEALTH MANAGEMENT | WESTPARK CAPITAL, INC. | QUIVER FINANCIAL | PACIFIC CREST FINANCIAL | MEYERS FINANCIAL GROUP | MASON FINANCIAL PARTNERS | HARVARD FUNDING GROUP, INC. | FORETHOUGHT FINANCIAL | DUKES WEALTH MANAGEMENT INC. | DILIGENT FINANCIAL GROUP | DILIGENT FINANCIAL
CRD#: 39914 / SEC#: 801-108275, 8-48898
RIA
Registered Investment Advisory firm - SEC (9/7/2016 Approved)California
Registered Investment Advisory firm - SEC (10/14/2016 Terminated)New York
Registered Investment Advisory firm - SEC (9/14/2016 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(3/25/2015)
RR
California(11/20/2008)
RR
Colorado(1/14/2010)
RR
Connecticut(8/7/2025)
RR
Florida(2/3/2005)
RR
Georgia(4/2/2012)
RR
Hawaii(2/7/2017)
RR
Idaho(11/23/2020)
RR
Illinois(4/25/2011)
RR
Indiana(2/7/2017)
RR
Maryland(1/11/2016)
RR
Massachusetts(2/12/2008)
RR
Michigan(5/28/2021)
RR
Minnesota(10/6/2020)
RR
Mississippi(6/4/2021)
RR
Missouri(2/7/2017)
RR
New Hampshire(2/16/2024)
RR
New Jersey(1/3/2005)
RR
New Mexico(10/25/2007)
RR
New York(1/3/2005)
RR
North Carolina(4/2/2012)
RR
Ohio(2/7/2017)
RR
Oklahoma(6/26/2017)
RR
Pennsylvania(4/4/2012)
RR
South Dakota(1/16/2024)
RR
Texas(5/19/2009)
RR
Virginia(9/13/2011)
RR
Washington(10/12/2020)
RR
Wisconsin(1/23/2014)
RR
Wyoming(6/2/2020)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 9/25/2025
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
WC
WESTPARK CAPITAL, INC.
COAST CAPITAL WEALTH MANAGEMENT | WESTPARK CAPITAL, INC. | QUIVER FINANCIAL | PACIFIC CREST FINANCIAL | MEYERS FINANCIAL GROUP | MASON FINANCIAL PARTNERS | HARVARD FUNDING GROUP, INC. | FORETHOUGHT FINANCIAL | DUKES WEALTH MANAGEMENT INC. | DILIGENT FINANCIAL GROUP | DILIGENT FINANCIAL
CRD#: 39914 / SEC#: 801-108275, 8-48898
RIA
Registered Investment Advisory firm - SEC (9/7/2016 Approved)California
Registered Investment Advisory firm - SEC (10/14/2016 Terminated)New York
Registered Investment Advisory firm - SEC (9/14/2016 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
1800 Century Park East 22nd Floor, New York, NY 10017
Mailing Address
1800 Century Park East Suite 220, Los Angeles, CA 90067
Phone number
(310) 843-9300
Established
Michigan since 09/05/2025
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
15
SEC notice filing (21 States and Territories)
FINRA licenses (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 234 |
| AUM (Assets Under Management) | $ 47,569,260 |
Disclosures
| Regulatory Event | 14 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
WESTPARK CAPITAL, INC.
CRD#: 39914Boca Raton, FL 33432TRUST BUT VERIFY
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