Michael W. Coulombre
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael William Coulombre, who also goes by Michael W Coulombre, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1980. Michael had worked at 10 firms and has passed the Series 63, Series 86, Series 87, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 13, 2005 - February 14, 2006
JOSEPH STEVENS & CO., INC.
September 30, 2003 - April 1, 2005
NETWORK 1 FINANCIAL SECURITIES INC.
November 8, 2001 - February 14, 2002
J.P. TURNER & COMPANY, L.L.C.
March 20, 1991 - November 9, 2000
LCP CAPITAL CORP.
July 16, 1990 - February 27, 1991
R.H.DAMON & CO., INC.
April 29, 1987 - October 19, 1990
FIRST FIDELITY CAPITAL CORP.
April 24, 1984 - April 25, 1987
MONVEST SECURITIES, INC.
January 16, 1984 - May 29, 1984
VANDERBILT SECURITIES, INC.
July 20, 1983 - December 31, 1984
MARSAN SECURITIES CO., INC.
August 19, 1980 - June 23, 1983
FIRST JERSEY SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 6/3/1999
Limited Representative-Equity Trader ExamCurrent Firm
JOSEPH STEVENS & CO., INC.
CRD#: 35459 / SEC#: , 8-46901
Contact information
Documents
Disclosures
| Regulatory Event | 7 |
| Arbitration | 10 |
Red Flags
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