Matthew C. Troiani
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Matthew Christopher Troiani, who also goes by Matt Troiani, was a registered financial professional .
Matthew is a previously registered financial professional and started their career in finance in 2019. Matthew had worked at 2 firms and has passed the Series 63, Series 79TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 5, 2021 - March 5, 2024
COHEN & COMPANY SECURITIES, LLC
June 24, 2019 - May 11, 2020
LINCOLN INTERNATIONAL LLC
State Registrations and Notice Filings
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Exams
Series 79TO
Date: 6/24/2019
Investment Banking Registered Representative ExaminationCurrent Firm
COHEN & COMPANY SECURITIES, LLC
CRD#: 149758 / SEC#: , 8-68186
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 6 |
Red Flags
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