Samuel F. Schaeffer

LORDS WEALTH

Nyack, NY

Some features on this profile are disabled

CRD#: 7135534

Professional summary

Samuel Frederick Schaeffer, who also goes by Samuel Frederick Schaeffer Mr., is a registered financial advisor currently at LORDS WEALTH located in Nyack, New York.

Samuel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Samuel has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Samuel Frederick Schaeffer Mr.

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The Leneta Company. 15 Whitney Road, Mahwah, NJ 07430. The Leneta Company is a manufacturing company. My role is administrator. I administer payroll and certain benefits. This started in September of 2020 and I spend approximately 5 hours a week on it total and during trading hours. I also work for myself as a personal coach a couple of hours a week out of my home.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Samuel Frederick Schaeffer's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 8, 2021 - Present

LORDS WEALTH

RIA

CRD#: 302002

Nyack, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(2/8/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/8/2019

Uniform Investment Adviser Law Examination

Current Firm

LORDS WEALTH

B S F S ADVISORS | SCHAEFFER, SAMUEL FREDERICK | LORDS WEALTH

CRD#: 302002 / SEC#:

New York

Registered Investment Advisory firm - (6/25/2019 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Nyack, NY

Mailing Address

Phone number

(201) 803-9940

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Samuel F. Schaeffer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Samuel Frederick Schaeffer's CRS (Customer Relationship Summary).

Certified licenses

Experience

LORDS WEALTH

State Registrations and Notice Filings

Exams

Series 65

Date: 2/8/2019

Current Firm

LORDS WEALTH

Contact information

Documents

Red Flags

Company Information

LORDS WEALTH

TRUST BUT VERIFY

Similar Advisors