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CH

Chase Hardin

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CRD#: 7135100
CH

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Chase Hardin, who also goes by Chase Camar Hardin, Chase Comar Hardin, was a registered financial professional .

Chase is a previously registered financial professional and started their career in finance in 2020. Chase had worked at 1 firm and has passed the Series 63, Series 7TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Chase Camar Hardin | Chase Comar Hardin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

August 19, 2020 - March 24, 2022

CAMPBELL LUTYENS & CO. INC.

BD
CRD#: 133376
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 8/14/2020
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 8/18/2020
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 8/12/2020
Securities Industry Essentials Examination

Current Firm

CL
CAMPBELL LUTYENS & CO. INC.
CAMPBELL LUTYENS & CO. INC.

CRD#: 133376 / SEC#: , 8-66720

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
630 Fifth Ave. 36th Floor, New York, NY 10111
Mailing Address
630 Fifth Ave. 36th Floor, New York, NY 10111
Phone number
(212) 223-8448
Established
Delaware since 03/04/2004
Firm type
Corporation
Fiscal year end
April
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
CAMPBELL LUTYENS HOLDINGS LIMITEDHOLDING CO. OWNER
COOPER, GERALD LEWISDIRECTOR4848399
DAVIDSSON, CHRISTOFFERPRESIDENT/DIRECTOR3021081
MARROQUIN, GUILLERMODIRECTOR2791001
PANGBORN, JOEL WILLIAMSONCHIEF COMPLIANCE OFFICER5489742
PAOLINO, CHRISTOPHER SRFINANCIAL AND OPERATIONS PRINCIPAL5707178
SANDSTROM, SARAH ANNEDIRECTOR2278556
WIENER, GREGORY SETHAMLCO/DIRECTOR4877612

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CAMPBELL LUTYENS & CO. INC.

CRD#: 133376

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