Paul C. Guidone
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Charles Guidone was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 1981. Paul had worked at 6 firms and has passed the Series 63, Series 7, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 20, 2015 - August 26, 2015
LARKIN POINT INVESTMENT ADVISORS LLC
April 24, 2012 - July 23, 2012
G&L PARTNERS, INC.
May 12, 2011 - April 10, 2012
DOMINARI SECURITIES LLC
May 9, 2011 - April 10, 2012
DOMINARI SECURITIES LLC
September 15, 2005 - July 16, 2007
CITIGROUP GLOBAL MARKETS INC.
January 28, 1987 - July 2, 1987
UNION PLANTERS INVESTMENT BANKERS GROUP, INC.
December 14, 1981 - November 26, 1986
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 1
Date: 8/8/1980
Registered Representative ExaminationCurrent Firm
LARKIN POINT INVESTMENT ADVISORS LLC
CRD#: 165714 / SEC#: 801-78636
Contact information
Red Flags
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