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CO

Charles C. Owens

BRIGHTTOWER SECURITIES LLC
New York, NY 10010
Some features on this profile are disabled
CRD#: 7134701
CO

Professional summary

Charles Cooper Owens, who also goes by Charlie Owens, is a registered financial professional currently at BRIGHTTOWER SECURITIES LLC located in New York, New York.

Charles is registered as a RR (Registered Representative) and started their career in finance in 2020. Charles has worked at 2 firms and has passed the Series 63, Series 79TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Charlie Owens

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Charles Cooper Owens's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 7, 2023 - Present

BRIGHTTOWER SECURITIES LLC

Office #1: 110 East 25th Str. 11th Floor, New York, NY, 10010
BD
CRD#: 318266
New York, NY
Past

July 21, 2020 - July 8, 2021

MACQUARIE CAPITAL (USA) INC.

BD
CRD#: 36368
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(3/7/2023)

Exams

State Security Law Exam
RR
Series 63
Date: 7/27/2020
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 7/21/2020
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 5/28/2020
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

BS
BRIGHTTOWER SECURITIES LLC
BRIGHTTOWER SECURITIES LLC

CRD#: 318266 / SEC#: , 8-70864

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
110 East 25th Street 11th Floor, New York, NY, 10010
Mailing Address
110 East 25th Street 11th Floor, New York, NY, 10010
Phone number
(212) 796-1531
Established
New York since 11/18/2021
Firm type
Limited Liability Company
Fiscal year end
June
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
BRIGHTTOWER LLCPARENT
BECK, RAFAELFINOP5718571
VERDONE, JAMES JOSEPHCEO/CCO2581251

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BRIGHTTOWER SECURITIES LLC

CRD#: 318266New York, NY 10010

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