MC
Michael L. Cox
SEASIDE WEALTH ADVISORS LLC
Mechanicsburg, PA 17050
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CRD#: 7134580
MC
Professional summary
Michael L Cox is a registered financial advisor currently at SEASIDE WEALTH ADVISORS LLC located in Mechanicsburg, Pennsylvania.
Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Michael has worked at 2 firms and has passed the Series 66, Series 63, Series 7TO, Series 6TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Michael L Cox's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 18, 2025 - Present
SEASIDE WEALTH ADVISORS LLC
Office #1: 100 Sterling Parkway Suite G20, Mechanicsburg, PA 17050RIA
CRD#: 327645
Mechanicsburg, PA
Past
June 18, 2020 - January 4, 2024
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
Mechanicsburg, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SW
SEASIDE WEALTH ADVISORS LLC
SEASIDE WEALTH ADVISORS LLC | STERLING CAPITAL PARTNERS, LLC | STERLING CAPITAL PARTNERS
CRD#: 327645 / SEC#: 801-135217
RIA
Registered Investment Advisory firm - (1/21/2026 Approved)North Carolina
Registered Investment Advisory firm - (2/2/2026 Termination Requested)Pennsylvania
Registered Investment Advisory firm - (2/2/2026 Terminated)Texas
Registered Investment Advisory firm - (2/2/2026 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Pennsylvania(6/18/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/9/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 6TO
Date: 6/18/2020
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
Current Firm
SW
SEASIDE WEALTH ADVISORS LLC
SEASIDE WEALTH ADVISORS LLC | STERLING CAPITAL PARTNERS, LLC | STERLING CAPITAL PARTNERS
CRD#: 327645 / SEC#: 801-135217
RIA
Registered Investment Advisory firm - (1/21/2026 Approved)North Carolina
Registered Investment Advisory firm - (2/2/2026 Termination Requested)Pennsylvania
Registered Investment Advisory firm - (2/2/2026 Terminated)Texas
Registered Investment Advisory firm - (2/2/2026 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
6209 Oleander Dr Suite 102, Wilmington, NC 28403
Mailing Address
Phone number
(910) 550-3554
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (5 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 711 |
| AUM (Assets Under Management) | $ 103,460,697 |
Red Flags
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