George N. Ellis
Professional summary
George Norris Ellis, who also goes by George N Ellis, George Norris Ellis Jr, is a registered financial advisor currently at ABUNDANCE ADVISORS, INC. located in Hamel, Illinois.
George is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1980. George has worked at 10 firms and has passed the Series 63, Series 65, Series 7 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view George Norris Ellis's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 28, 2014 - Present
ABUNDANCE ADVISORS, INC.
May 16, 2013 - July 22, 2014
PARK AVENUE SECURITIES LLC
April 4, 2013 - July 22, 2014
PARK AVENUE SECURITIES LLC
August 18, 2005 - December 31, 2013
ABUNDANCE ADVISORS, INC.
April 1, 2005 - August 17, 2005
LENOX CAPITAL MANAGEMENT, INC.
April 1, 2005 - August 17, 2005
LENOX FINANCIAL SERVICES, INC.
February 7, 2005 - April 25, 2005
VALIC FINANCIAL ADVISORS, INC.
August 9, 2004 - April 25, 2005
VALIC FINANCIAL ADVISORS, INC.
August 1, 2003 - July 22, 2004
GUGGENHEIM DISTRIBUTORS, LLC
May 25, 2000 - July 7, 2003
PARK AVENUE SECURITIES LLC
November 8, 1999 - June 8, 2000
MML INVESTORS SERVICES, LLC
January 3, 1995 - November 9, 1999
OSAIC FS, INC.
February 25, 1993 - February 3, 1995
VOYA FINANCIAL ADVISORS, INC.
December 23, 1991 - February 26, 1993
OSAIC FS, INC.
September 9, 1985 - December 23, 1991
NYLIFE SECURITIES LLC
August 11, 1980 - October 4, 1983
OSAIC FS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(8/28/2014)
Exams
Series 1
Date: 8/4/1980
Registered Representative ExaminationCurrent Firm
ABUNDANCE ADVISORS, INC.
CRD#: 135647 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 33 |
| AUM (Assets Under Management) | $ 5,177,845 |
Red Flags
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