Martha J. Mitchell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Martha June Mitchell, who also goes by Martha J Hine, Martha J Mitchell, Martha Jane Mitchell, Marty Mitchell, was a registered financial professional .
Martha is a previously registered financial professional and started their career in finance in 1980. Martha had worked at 6 firms and has passed the Series 63, Series 1 and Series 39 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 22, 1996 - December 31, 1999
AVALON INVESTMENT & SECURITIES GROUP, INC.
February 7, 1994 - January 6, 1995
TITAN/VALUE EQUITIES GROUP, INC.
October 17, 1990 - February 10, 1992
TITAN/VALUE EQUITIES GROUP, INC.
January 20, 1988 - March 6, 1990
TITAN/VALUE EQUITIES GROUP, INC.
July 28, 1987 - October 6, 1988
THE DUBLIN COMPANY
November 4, 1983 - April 27, 1987
PENTRON SECURITIES CORP.
September 15, 1982 - April 7, 1983
HERMITAGE CAPITAL CORPORATION
August 11, 1980 - December 24, 1981
UNITED CAPITAL SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 8/4/1980
Registered Representative ExaminationCurrent Firm
AVALON INVESTMENT & SECURITIES GROUP, INC.
CRD#: 6281 / SEC#: , 8-17078
Contact information
FINRA licenses (1 States and Territories)
Documents
Disclosures
| Regulatory Event | 14 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
