David S. Turbeville
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Stanley Turbeville was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1980. David had worked at 13 firms and has passed the Series 63, Series 7TO, Series 52TO, SIE, Series 7, Series 1, Series 24, Series 53, Series 4 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 22, 2018 - January 19, 2021
EVERLAKE DISTRIBUTORS, LLC
June 11, 2013 - April 17, 2018
ALLSTATE FINANCIAL SERVICES, LLC
October 10, 2003 - December 5, 2011
ALLSTATE FINANCIAL SERVICES, LLC
July 25, 2001 - March 25, 2002
NF CLEARING, INC.
March 31, 1997 - December 31, 2000
FISERV INVESTOR SERVICES, INC.
November 20, 1996 - September 22, 1998
WMA SECURITIES, INC.
May 10, 1994 - December 31, 2000
TRADESTAR INVESTMENTS,INC.
May 4, 1992 - March 28, 1994
WACHOVIA BROKERAGE SERVICE
May 28, 1986 - May 4, 1992
SCN DISCOUNT BROKERAGE SERVICES, INC.
March 3, 1983 - June 3, 1985
AMERIPRISE ADVISOR SERVICES, INC.
September 3, 1981 - January 17, 1983
A. G. EDWARDS & SONS, INC.
August 11, 1980 - October 5, 1981
AMERICAN EXPRESS FINANCIAL CORPORATION
August 11, 1980 - October 5, 1981
AMERIPRISE FINANCIAL SERVICES, LLC
August 11, 1980 - October 5, 1981
IDS LIFE INSURANCE COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 3/27/2024
General Securities Representative ExaminationSeries 52TO
Date: 3/27/2024
Municipal Securities Representative ExaminationSeries 1
Date: 8/4/1980
Registered Representative ExaminationSeries 8
Date: 12/21/1984
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
EVERLAKE DISTRIBUTORS, LLC
CRD#: 100460 / SEC#: , 8-52029
Contact information
FINRA licenses (50 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| EVERLAKE LIFE INSURANCE COMPANY | PARENT OF BROKER/DEALER | |
| FONTANA, ANGELA KAY | MANAGER | 6503740 |
| HARRIGAN, JULIE ANN | TREASURER, CONTROLLER AND FINOP | 7159150 |
| JENESKE, PATRICK JOSEPH | CHIEF COMPLIANCE OFFICER | 4293015 |
| KENNEDY, REBECCA DIANE | PRESIDENT AND MANAGER | 7364296 |
| KIRCHHOFF, THERESE MARIE | AML OFFICER | 4548686 |
| LARGEY, TYLER EARL BAXTER | CHAIRMAN OF THE BOARD AND MANAGER | 7470407 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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