Alex G. Daigle
Professional summary
Alex Gerard Daigle, who also goes by Alex Daigle, is a registered financial professional currently at NEXPOINT SECURITIES, INC. located in Dallas, Texas.
Alex is registered as a RR (Registered Representative) and started their career in finance in 2019. Alex has worked at 3 firms and has passed the Series 63, Series 7TO, Series 6TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Alex Gerard Daigle's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 29, 2024 - Present
NEXPOINT SECURITIES, INC.
Office #1: 200 Crescent Court Suite 700, Dallas, TX 75201January 25, 2024 - May 1, 2024
WORLD EQUITY GROUP, INC.
September 9, 2021 - January 17, 2024
NEXPOINT SECURITIES, INC.
December 4, 2019 - July 27, 2021
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/29/2024)
Exams
Series 7TO
Date: 9/9/2021
General Securities Representative ExaminationSeries 6TO
Date: 12/4/2019
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
NEXPOINT SECURITIES, INC.
CRD#: 165013 / SEC#: , 8-69128
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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Company Information
NEXPOINT SECURITIES, INC.
CRD#: 165013Dallas, TX 75201TRUST BUT VERIFY
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