RD
Robert Dahl
GRADIENT SECURITIES
Peachtree City, GA 30269
Some features on this profile are disabled
CRD#: 7133164
RD
Professional summary
Robert Dahl, who also goes by Greg Dahl, Robert G Dahl, Robert Gregory Dahl, is a registered financial advisor currently at GRADIENT SECURITIES, LLC located in Peachtree City, Georgia.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2019. Robert has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Greg Dahl | Robert G Dahl | Robert Gregory Dahl
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. PRIME TAX AND ACCOUNTING SERVICES, LLC; NOT INVESTMENT RELATED; 211 PRIME POINT, SUITE 2E, PEACHTREE CITY, GA 30269; ACCOUNTING SERVICES/TAX PREPARATION; ACCOUNTANT; START 08/2018; 160 HOURS PER MONTH; 130 HOURS DURING SECURITIES TRADING HOURS; PREPARE TAX RETURNS AND PROVIDE ACCOUNTING SERVICES; 2. COUGAR PROPERTIES, LLC; INVESTMENT RELATED; 201 PARKWAY DR, PEACHTREE CITY, GA 30269; RENTAL PROPERTY; OWNER; START 01/2014; 2 HOURS PER MONTH; 2 HOURS DURING SECURITIES TRADING HOURS; COLLECT RENT AND SCHEDULE REPAIRS. 3. ULTRA HOMES, LLC; NOT INVESTMENT RELATED; 201 PARKWAY DR, PEACHTREE CITY, GA 30269; AMAZON STORE; OWNER; START 05/2011; 5 HOURS PER MONTH; 5 HOURS DURING SECURITIES TRADING HOURS; ORDER INVENTORY AND SEND IT TO AMAZON FOR FULFILLMENT. 4. PRIME FINANCIAL STRATEGIES, LLC; INVESTMENT RELATED; 211 PRIME POINT, SUITE 2E, PEACHTREE CITY, GA 30269; FINANCIAL SERVICES; OWNER; START 07/2020; NAME USED FOR SECURITIES AND ADVISORY SERVICES. 5. PRIME FINANCIAL SOLUTIONS, LLC; INVESTMENT RELATED; 211 PRIME POINT, SUITE 2E, PEACHTREE CITY, GA 30269; INSURANCE; OWNER; THIS COMPANY IS NOT ACTIVE BUT IS SET UP FOR FUTURE USE FOR INSURANCE SERVICES.
CRS (Client Relationship Summary) - RIA
Click below to view Robert Dahl's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Robert Dahl's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 20, 2020 - Present
GRADIENT SECURITIES, LLC
Office #1: 211 Prime Point Suite 2e, Peachtree City, GA 30269RIA
BD
CRD#: 127701
Peachtree City, GA
Current
July 16, 2020 - Present
GRADIENT SECURITIES, LLC
Office #1: 211 Prime Point Suite 2e, Peachtree City, GA 30269RIA
BD
CRD#: 127701
Peachtree City, GA
Past
November 14, 2019 - July 17, 2020
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
Peachtree City, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GS
GRADIENT SECURITIES, LLC
GRADIENT SECURITIES, LLC | SYM CAPITAL SECURITIES, LLC | GRADIENT WEALTH MANAGEMENT
CRD#: 127701 / SEC#: 801-80807, 8-66032
RIA
Registered Investment Advisory firm - SEC (1/8/2015 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Georgia(7/16/2020)
IAR
Georgia(7/20/2020)
IAR
Michigan(10/7/2021)
RR
South Carolina(6/10/2024)
RR
Tennessee(12/21/2023)
RR
Virginia(12/21/2023)
IAR
Virginia(12/21/2023)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 11/14/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
GS
GRADIENT SECURITIES, LLC
GRADIENT SECURITIES, LLC | SYM CAPITAL SECURITIES, LLC | GRADIENT WEALTH MANAGEMENT
CRD#: 127701 / SEC#: 801-80807, 8-66032
RIA
Registered Investment Advisory firm - SEC (1/8/2015 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
4105 Lexington Avenue Suite 380, Arden Hills, MN 55126
Mailing Address
4105 Lexington Avenue Suite 380, Arden Hills, MN 55126
Phone number
(866) 991-1539
Established
Delaware since 04/09/2003
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
62
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 7,322 |
| AUM (Assets Under Management) | $ 591,069,287 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
