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Kristin A Castello

Kristin A. Castello

NELSON IVEST BROKERAGE SERVICES
Winter Park, FL 32789-2968
Some features on this profile are disabled
CRD#: 7133143
Kristin A Castello

Professional summary

Kristin A Castello, CFP®, who also goes by Kristin A Kalley, is a registered financial professional currently at NELSON IVEST BROKERAGE SERVICES, INC. located in Winter Park, Florida.

Kristin is registered as a RR (Registered Representative) and started their career in finance in 2019. Kristin has worked at 1 firm and has passed the SIE and Series 7TO exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Kristin A Kalley

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Kristin A Castello's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2022

Experience

Current

July 16, 2019 - Present

NELSON IVEST BROKERAGE SERVICES, INC.

Office #1: 423 Country Club Drive, Winter Park, FL 32789-2968
BD
CRD#: 3002
Winter Park, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(7/16/2019)

Exams

General Industry/Product Exam
RR
SIE
Date: 7/16/2019
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7TO
Date: 6/27/2019
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

NI
NELSON IVEST BROKERAGE SERVICES, INC.
NELSON IVEST BROKERAGE SERVICES, INC. | PENINSULAR INVESTMENTS OF TREASURE ISLAND, INC. | PENINSULAR INVESTMENTS

CRD#: 3002 / SEC#: , 8-26448

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
423 Country Club Drive, Winter Park, FL 32789-2968
Mailing Address
423 Country Club Drive, Winter Park, FL 32789-2968
Phone number
(407) 629-6477
Established
Florida since 04/30/1987
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
JACK EWALD NELSON TRUSTOWNER
GARRIS, JOEL JIMMYPRESIDENT, CHIEF COMPLIANCE OFFICER, FINOP3142942
NELSON, JUNE HTRUSTEE2083354

Disclosures

Regulatory Event2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

NELSON IVEST BROKERAGE SERVICES, INC.

CRD#: 3002Winter Park, FL 32789-2968

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