Kenneth A. Logan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kenneth Arnold Logan was a registered financial advisor .
Kenneth is a previously registered financial advisor and started their career in finance in 1980. Kenneth had worked at 8 firms and has passed the Series 65, Series 63, Series 7, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 6, 2006 - December 31, 2009
VSR FINANCIAL SERVICES, INC.
December 6, 2006 - December 31, 2009
VSR FINANCIAL SERVICES, INC.
October 31, 2005 - December 19, 2006
OSAIC SERVICES, INC.
November 1, 1994 - October 31, 2005
SUNAMERICA SECURITIES, INC.
August 26, 1992 - December 4, 2006
LOGAN & KILP, INC.
April 16, 1992 - November 3, 1994
INVESTACORP, INC.
August 15, 1990 - April 22, 1992
GUARDIAN INVESTOR SERVICES LLC
January 26, 1988 - August 16, 1990
GENERAL SECURITIES CORP
August 11, 1980 - February 2, 1988
WADDELL & REED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 8/4/1980
Registered Representative ExaminationCurrent Firm
VSR FINANCIAL SERVICES, INC.
CRD#: 14503 / SEC#: 801-61672, 8-30780
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| VSR GROUP, LLC | PARENT CORPORATION | |
| BRETADO, SANTIAGO AVILA | CHIEF FINANCIAL OFFICER | 1945627 |
| EISENHAUER, JEFFREY NEAL | VICE PRESIDENT AND TRADE DESK DIRECTOR | 2345135 |
| HARRISON, BRETT LAMAR | DIRECTOR | 4032238 |
| OLSON, GREGORY ALAN | SECRETARY | 2692482 |
| SCRUGGS, CHATTEN WALKER | SENIOR VICE PRESIDENT AND CHIEF TECHNOLOGY OFFICER | 2739132 |
| SMILEY, STANLEY ROBERT | VICE PRESIDENT | 3004604 |
| STANFIELD, JAMES MICHAEL | CHIEF EXECUTIVE OFFICER | 433482 |
| STANFIELD, JON MICHAEL | PRESIDENT, BD CCO AND RIA CCO | 4955169 |
Disclosures
| Regulatory Event | 12 |
| Arbitration | 7 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
