Boyd D. Lennberg
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Boyd Don Lennberg was a registered financial professional .
Boyd is a previously registered financial professional and started their career in finance in 1980. Boyd had worked at 10 firms and has passed the Series 63, SIE, Series 7 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 22, 2012 - May 28, 2015
LEIGH BALDWIN & CO., LLC
August 15, 2000 - March 27, 2012
OMNIVEST, INC.
March 18, 1999 - December 31, 2025
ADVANCED INVESTMENTS
March 1, 1994 - August 18, 2000
VOYA FINANCIAL ADVISORS, INC.
May 8, 1990 - March 3, 1994
OMNIVEST, INC.
September 18, 1987 - February 4, 1988
UR FINANCIAL, INC.
February 20, 1986 - October 31, 1988
INVESTORS BROKERAGE SERVICES, INC.
July 24, 1984 - July 3, 1990
WOMEN SECURITIES INTERNATIONAL
January 19, 1984 - July 16, 1984
CONSOLIDATED INVESTMENT SERVICES, INC.
June 22, 1983 - December 14, 1983
BOARDWALK CAPITAL CORPORATION
August 11, 1980 - September 16, 1983
THE VARIABLE ANNUITY MARKETING COMPANY
Primary Firm SEC Registration
LEIGH BALDWIN & CO., LLC
CRD#: 38751 / SEC#: 801-69290, 8-48385
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 8/2/1980
Registered Representative ExaminationCurrent Firm
LEIGH BALDWIN & CO., LLC
CRD#: 38751 / SEC#: 801-69290, 8-48385
Contact information
SEC notice filing (13 States and Territories)
FINRA licenses (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 756 |
| AUM (Assets Under Management) | $ 285,522,208 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
