Bernard J. Wellmeyer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bernard John Wellmeyer JR, who also goes by Johnny Wellmeyer, was a registered financial professional .
Bernard is a previously registered financial professional and started their career in finance in 1980. Bernard had worked at 2 firms and has passed the Series 7, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 26, 1985 - February 9, 2009
HANOVER INVESTMENT SECURITIES, INC.
August 4, 1980 - February 11, 1985
PW SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 7/28/1980
Registered Representative ExaminationCurrent Firm
HANOVER INVESTMENT SECURITIES, INC.
CRD#: 10983 / SEC#: , 8-29011
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WELLMEYER, BERNARD JOHN JR | CHAIRMAN, JOINT OWNERSHIP WITH PCW/SEC/TREAS/CFO | 713211 |
| WELLMEYER, BERNARD JOHN JR | CHIEF COMPLIANCE OFFICER | 713211 |
| WELLMEYER, PHYLLIS CANTRELL | JOINT WITH BJW/STOCK HOLDER | |
| COTTON, DEBORAH ANN | PRESIDENT | 1614217 |
| STUCKENSCHNEIDER, KENNETH LEO | STOCK HOLDER/JOINT OWNER WITH RMS | 438988 |
| STUCKENSCHNEIDER, ROSE M | STOCK HOLDER/JOINT OWNER WITH KLS |
Disclosures
| Regulatory Event | 2 |
Red Flags
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