Laura M. Deger
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Laura Mary Deger was a registered financial professional .
Laura is a previously registered financial professional and started their career in finance in 1980. Laura had worked at 2 firms and has passed the Series 63, Series 6TO, SIE, Series 7, Series 1, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 7, 2017 - June 8, 2022
CHARTWELL TSC SECURITIES CORP.
August 7, 1980 - December 20, 2013
FEDERATED SECURITIES CORP.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationSeries 1
Date: 7/31/1980
Registered Representative ExaminationCurrent Firm
CHARTWELL TSC SECURITIES CORP.
CRD#: 172196 / SEC#: , 8-69502
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| VILLATORO DE FRIEDMAN, KARLA XIOMARA | CHIEF COMPLIANCE OFFICER | 4097005 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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