William F. Koss
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Frederick Koss, who also goes by Bill Koss, William Federick Koss, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1980. William had worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 13, 1999 - March 2, 2023
VALMARK SECURITIES, INC.
May 2, 1989 - January 13, 1999
SECURIAN FINANCIAL SERVICES, INC.
March 13, 1987 - May 19, 1989
RAYMOND JAMES FINANCIAL SERVICES, INC.
October 29, 1985 - March 30, 2023
KOSS-OLINGER CONSULTING, LLC.
December 29, 1982 - March 19, 1987
IRG SECURITIES, INC.
August 4, 1980 - January 26, 1983
INTEGRATED RESOURCES EQUITY CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 7/24/1980
Registered Representative ExaminationCurrent Firm
VALMARK SECURITIES, INC.
CRD#: 31243 / SEC#: , 8-45463
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
