Roxanne E. Fleszar

CW ADVISORS

MARBLEHEAD, MA

Some features on this profile are disabled

CRD#: 713144

Professional summary

Roxanne Elizabeth Fleszar, CFP®, who also goes by Roxanne E Fleszar, is a registered financial advisor currently at CW ADVISORS, LLC located in Marblehead, Massachusetts.

Roxanne is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1980. Roxanne has worked at 10 firms and has passed the Series 63, Series 7 and Series 1 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Roxanne E Fleszar

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Casa De Mar, Non-Investment Related, 80 Humphrey Street, Swampscott, MA. 01907, Rental property, Co-Owner , 05/01/2021, Appx. 5 Hrs/Mnth, Reviews P & L and corresponds with the property manager.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Roxanne Elizabeth Fleszar's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1983

Experience

Current

September 1, 2022 - Present

CW ADVISORS, LLC

RIA

CRD#: 310873

MARBLEHEAD, MA

Past

February 24, 2004 - September 7, 2022

FINANCIAL RESOURCES MANAGEMENT CORP

RIA

CRD#: 105291

KEY WEST, FL

Past

January 21, 1994 - December 31, 1994

COMPASS SECURITIES CORPORATION

CRD#: 16168

Past

April 1, 1993 - December 17, 1993

SECURITIES AMERICA, INC.

CRD#: 10205

Past

October 30, 1985 - January 3, 1989

LINCOLN NATIONAL PENSION INSURANCE COMPANY

CRD#: 10293

Past

October 30, 1985 - April 20, 1993

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

CRD#: 2580

Past

October 20, 1982 - April 5, 1993

COMMONWEALTH FINANCIAL NETWORK

CRD#: 8032

Past

December 16, 1981 - September 30, 1982

MHA FINANCIAL CORP

CRD#: 7462

Past

March 30, 1981 - October 28, 1981

FIRST ALLIANCE FINANCIAL SERVICES, INC.

CRD#: 7161

Past

August 4, 1980 - May 14, 1981

1717 CAPITAL MANAGEMENT COMPANY

CRD#: 4082

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CW ADVISORS, LLC

CONGRESS WEALTH MANAGEMENT LLC | CW ADVISORS, LLC

CRD#: 310873 / SEC#: 801-119667

RIA

Registered Investment Advisory firm - (10/21/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(9/1/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 10/20/1980

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 4/16/1988

General Securities Representative Examination

General Industry/Product Exam

Series 1

Date: 7/26/1980

Registered Representative Examination

Current Firm

CW ADVISORS, LLC

CONGRESS WEALTH MANAGEMENT LLC | CW ADVISORS, LLC

CRD#: 310873 / SEC#: 801-119667

RIA

Registered Investment Advisory firm - (10/21/2020 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

155 Seaport Blvd 3rd Floor, Boston, MA 02210

Mailing Address

Phone number

(617) 428-7600

Established

Firm type

Fiscal year end

# of Employees

110

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CW ADVISORS WRAP FEE PROGRAM (9/9/2025)

CW ADVISORS ADV PART 2A (9/9/2025)

Regulatory assets under management

Total Number of Accounts	12,836
AUM (Assets Under Management)	$ 9,301,984,860

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/23/2025	Cover Page	Report
07/02/2024	Cover Page	Report
09/20/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Roxanne E. Fleszar

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Roxanne Elizabeth Fleszar's CRS (Customer Relationship Summary).

Certified licenses

Experience

FINANCIAL RESOURCES MANAGEMENT CORP

COMPASS SECURITIES CORPORATION

SECURITIES AMERICA, INC.

LINCOLN NATIONAL PENSION INSURANCE COMPANY

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

COMMONWEALTH FINANCIAL NETWORK

MHA FINANCIAL CORP

FIRST ALLIANCE FINANCIAL SERVICES, INC.

1717 CAPITAL MANAGEMENT COMPANY

Primary Firm SEC Registration

CW ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 10/20/1980

Series 7

Date: 4/16/1988

Series 1

Date: 7/26/1980

Current Firm

CW ADVISORS, LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CW ADVISORS, LLC

TRUST BUT VERIFY

Similar Advisors