Patricia A. Quinn
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Patricia Ann Quinn, who also goes by Patricia Ann Decourcey, Patricia Decourcey Quinn, was a registered financial professional .
Patricia is a previously registered financial professional and started their career in finance in 1980. Patricia had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 52, Series 62, Series 1, Series 39 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 10, 2008 - December 31, 2023
THE FINANCIAL ADVISORS, LLC
September 20, 2000 - March 14, 2008
THE FINANCIAL ADVISORS LLC
January 18, 1996 - December 8, 2016
OSAIC FS, INC.
June 3, 1983 - October 23, 1995
NEW ENGLAND SECURITIES
August 4, 1980 - August 16, 1983
THE PIONEER GROUP, INC.
Primary Firm SEC Registration
THE FINANCIAL ADVISORS, LLC
CRD#: 146680 / SEC#: 801-68921
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 62
Date: 3/17/1999
Corporate Securities Limited Representative ExaminationSeries 1
Date: 7/26/1980
Registered Representative ExaminationCurrent Firm
THE FINANCIAL ADVISORS, LLC
CRD#: 146680 / SEC#: 801-68921
Contact information
SEC notice filing (12 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,146 |
| AUM (Assets Under Management) | $ 1,108,355,372 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
