Cole R. Pine

FORTEM FINANCIAL GROUP

MESA, AZ 85210

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CRD#: 7131145

Professional summary

Cole Robert Pine, who also goes by Cole R Pine, Cole Pine, is a registered financial advisor currently at FORTEM FINANCIAL GROUP, LLC located in Mesa, Arizona.

Cole is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Cole has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Cole R Pine | Cole Pine

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Insurance Licensed Life and Health

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Cole Robert Pine's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 2, 2024 - Present

FORTEM FINANCIAL GROUP, LLC

Office #1: 1220 S Alma School Rd Suite 201, Mesa, AZ 85210

RIA

CRD#: 291662

MESA, AZ

Past

October 18, 2021 - September 9, 2024

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

Vancouver, WA

Past

July 26, 2021 - September 9, 2024

MML INVESTORS SERVICES, LLC

CRD#: 10409

Vancouver, WA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FORTEM FINANCIAL GROUP, LLC

FORTEM FINANCIAL | FORTEM FINANCIAL GROUP, LLC

CRD#: 291662 / SEC#: 801-112300

RIA

Registered Investment Advisory firm - (1/25/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(10/2/2024)

IAR

California
(3/6/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/8/2021

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 7/24/2021

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 2/9/2021

Securities Industry Essentials Examination

Current Firm

FORTEM FINANCIAL GROUP, LLC

FORTEM FINANCIAL | FORTEM FINANCIAL GROUP, LLC

CRD#: 291662 / SEC#: 801-112300

RIA

Registered Investment Advisory firm - (1/25/2018 Approved)

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Contact information

Main Address

44801 Village Court #201, Palm Desert, CA 92260

Mailing Address

Phone number

(760) 206-8500

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (15 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORTEM FINANCIAL GROUP, LLC PART 2A BROCHURE (11/12/2025)

Regulatory assets under management

Total Number of Accounts	957
AUM (Assets Under Management)	$ 528,544,068

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
08/25/2025	Cover Page	Report
07/29/2024	Cover Page	Report
09/20/2023	Cover Page	Report
01/03/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Cole R. Pine

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Cole Robert Pine's CRS (Customer Relationship Summary).

Certified licenses

Experience

FORTEM FINANCIAL GROUP, LLC

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

Primary Firm SEC Registration

FORTEM FINANCIAL GROUP, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 10/8/2021

Series 7TO

Date: 7/24/2021

SIE

Date: 2/9/2021

Current Firm

FORTEM FINANCIAL GROUP, LLC

Contact information

SEC notice filing (15 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

FORTEM FINANCIAL GROUP, LLC

TRUST BUT VERIFY

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