JB
John Bernstein
BERNSTEIN FINANCIAL ADVISORY
Minneapolis, MN
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CRD#: 7131044
JB
Professional summary
John Bernstein is a registered financial advisor currently at BERNSTEIN FINANCIAL ADVISORY located in Minneapolis, Minnesota.
John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. John has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view John Bernstein's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 12, 2019 - Present
BERNSTEIN FINANCIAL ADVISORY
RIA
CRD#: 304560
Minneapolis, MN
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Minnesota(8/12/2019)
IAR
Texas(9/23/2025)
Current Firm
BF
BERNSTEIN FINANCIAL ADVISORY
BERNSTEIN FINANCIAL ADVISORY | BERNSTEIN FINANCIAL ADVISORY, LLC
CRD#: 304560 / SEC#:
Minnesota
Registered Investment Advisory firm - (8/12/2019 Approved)Texas
Registered Investment Advisory firm - (9/23/2025 Conditional Restricted)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Minneapolis, MN
Mailing Address
Phone number
(612) 315-9950
Established
Firm type
Fiscal year end
# of Employees
1
Regulatory assets under management
| Total Number of Accounts | 23 |
| AUM (Assets Under Management) | $ 8,264,600 |
Red Flags
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