LS
Lawrence H. Sidney
PALISADE INVESTMENTS
Zephyr Cove, NV 89448-3049
Some features on this profile are disabled
CRD#: 7130701
LS
Professional summary
Lawrence H Sidney, who also goes by Larry Hugh Sidney, is a registered financial advisor currently at PALISADE INVESTMENTS, LLC located in Zephyr Cove, Nevada.
Lawrence is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Lawrence has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Larry Hugh Sidney
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. BOYS AND GIRLS CLUB OF LAKE TAHOE, 1100 LYONS AVE, SOUTH LAKE TAHOE, CA, BOARD MEMBER, 01/19/21, NIR, 5 HR/MO- 0/TRADING HR. 2. Insurance Representative
CRS (Client Relationship Summary) - RIA
Click below to view Lawrence H Sidney's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 21, 2023 - Present
PALISADE INVESTMENTS, LLC
Office #1: 625 Highway 50 Suite 301, Zephyr Cove, NV 89448-3049RIA
CRD#: 124776
Zephyr Cove, NV
Past
November 4, 2019 - March 27, 2023
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
RIA
CRD#: 134139
Reno, NV
Past
August 27, 2019 - March 27, 2023
CAMBRIDGE INVESTMENT RESEARCH, INC.
BD
CRD#: 39543
Reno, NV
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PI
PALISADE INVESTMENTS, LLC
DESOTA, ROBIN NOEL | PALISADE INVESTMENTS, LLC | PALISADE INVESTMENTS ROCKY MOUNTAIN REGION | PALISADE INVESTMENTS PACIFIC NORTHWEST, LLC | PALISADE INVESTMENTS LAS VEGAS | PALISADE INVESTMENTS
CRD#: 124776 / SEC#: 801-80001
RIA
Registered Investment Advisory firm - (7/14/2014 Approved)California
Registered Investment Advisory firm - (8/13/2014 Terminated)Colorado
Registered Investment Advisory firm - (9/16/2014 Terminated)Minnesota
Registered Investment Advisory firm - (9/13/2010 Terminated)Nevada
Registered Investment Advisory firm - (8/25/2014 Terminated)Washington
Registered Investment Advisory firm - (7/14/2014 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(3/21/2023)
IAR
Nevada(3/28/2023)
IAR
Texas(3/21/2023)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 8/27/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
Current Firm
PI
PALISADE INVESTMENTS, LLC
DESOTA, ROBIN NOEL | PALISADE INVESTMENTS, LLC | PALISADE INVESTMENTS ROCKY MOUNTAIN REGION | PALISADE INVESTMENTS PACIFIC NORTHWEST, LLC | PALISADE INVESTMENTS LAS VEGAS | PALISADE INVESTMENTS
CRD#: 124776 / SEC#: 801-80001
RIA
Registered Investment Advisory firm - (7/14/2014 Approved)California
Registered Investment Advisory firm - (8/13/2014 Terminated)Colorado
Registered Investment Advisory firm - (9/16/2014 Terminated)Minnesota
Registered Investment Advisory firm - (9/13/2010 Terminated)Nevada
Registered Investment Advisory firm - (8/25/2014 Terminated)Washington
Registered Investment Advisory firm - (7/14/2014 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
625 Highway 50 Suite 301, Zephyr Cove, NV 89448-3049
Mailing Address
Phone number
(775) 299-4600
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (7 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,085 |
| AUM (Assets Under Management) | $ 512,987,448 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
PALISADE INVESTMENTS, LLC
CRD#: 124776Zephyr Cove, NV 89448-3049TRUST BUT VERIFY
Monitor Lawrence Sidney
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
