Brandon A. Cruz

SUMMIT PORTFOLIO MANAGEMENT LLC

Las Vegas, NV 89145

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CRD#: 7130338

Professional summary

Brandon Andres Cruz is a registered financial advisor currently at SUMMIT PORTFOLIO MANAGEMENT LLC located in Las Vegas, Nevada.

Brandon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Brandon has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brandon Andres Cruz's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 2, 2021 - Present

SUMMIT PORTFOLIO MANAGEMENT LLC

Office #1: 10091 Park Run Drive #110, Las Vegas, NV 89145

RIA

CRD#: 111243

Las Vegas, NV

Past

October 5, 2020 - August 27, 2021

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

Las Vegas, NV

Past

July 28, 2020 - August 27, 2021

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

Las Vegas, NV

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SUMMIT PORTFOLIO MANAGEMENT LLC

SUMMIT PORTFOLIO MANAGEMENT INC. | SUMMIT PORTFOLIO MANAGEMENT LLC

CRD#: 111243 / SEC#: 801-46423

RIA

Registered Investment Advisory firm - (5/2/1994 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Nevada
(11/2/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/3/2020

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 4/4/2024

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 7/2/2019

Securities Industry Essentials Examination

Current Firm

SUMMIT PORTFOLIO MANAGEMENT LLC

SUMMIT PORTFOLIO MANAGEMENT INC. | SUMMIT PORTFOLIO MANAGEMENT LLC

CRD#: 111243 / SEC#: 801-46423

RIA

Registered Investment Advisory firm - (5/2/1994 Approved)

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Contact information

Main Address

10091 Park Run Drive #110, Las Vegas, NV 89145

Mailing Address

Phone number

(702) 838-9999

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV 2 2025 (3/20/2025)

Regulatory assets under management

Total Number of Accounts	108
AUM (Assets Under Management)	$ 169,696,643

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Brandon A. Cruz

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brandon Andres Cruz's CRS (Customer Relationship Summary).

Certified licenses

Experience

SUMMIT PORTFOLIO MANAGEMENT LLC

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

SUMMIT PORTFOLIO MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/3/2020

Series 7TO

Date: 4/4/2024

SIE

Date: 7/2/2019

Current Firm

SUMMIT PORTFOLIO MANAGEMENT LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SUMMIT PORTFOLIO MANAGEMENT LLC

TRUST BUT VERIFY

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