Alex Paramo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alex Paramo was a registered financial professional .
Alex is a previously registered financial professional and started their career in finance in 2019. Alex had worked at 2 firms and has passed the Series 66, Series 63, Series 79TO, Series 7TO, Series 52TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 22, 2021 - April 12, 2024
CABRERA CAPITAL PARTNERS
December 6, 2019 - April 12, 2024
CABRERA CAPITAL MARKETS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
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Exams
Series 79TO
Date: 2/14/2022
Investment Banking Registered Representative ExaminationSeries 7TO
Date: 9/1/2020
General Securities Representative ExaminationSeries 52TO
Date: 12/6/2019
Municipal Securities Representative ExaminationCurrent Firm
CABRERA CAPITAL PARTNERS
CRD#: 173400 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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