Richard P. Lisk

TACONIC ADVISORS

Yardley, PA

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CRD#: 7130029

Professional summary

Richard Patrick Lisk Jr., who also goes by Bump Patrick Lisk, Bump Lisk, Richard Patrick Lisk Jr, Richard Patrick Lisk, is a registered financial advisor currently at TACONIC ADVISORS located in Yardley, Pennsylvania.

Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Richard has worked at 2 firms .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Bump Patrick Lisk | Bump Lisk | Richard Patrick Lisk Jr | Richard Patrick Lisk

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Managing Partner, Hale Street Holdings, LLC, 35 S. Bell Avenue, Yardley, PA - holding company that operates sports training camps - start date 03/2023 - not investment related - 4-5 hours per week performing back-office operations and coordination of camp activities.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Patrick Lisk Jr.'s CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 11, 2023 - Present

TACONIC ADVISORS

RIA

CRD#: 123961

Yardley, PA

Past

September 1, 2022 - December 14, 2022

MYCIO WEALTH PARTNERS, LLC

RIA

CRD#: 134436

PHILADELPHIA, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TACONIC ADVISORS

TACONIC ADVISORS | TACONIC ADVISORS, INC. | TACONIC ADVISORS INC.

CRD#: 123961 / SEC#: 801-125808

RIA

Registered Investment Advisory firm - (6/3/2022 Approved)

New York

Registered Investment Advisory firm - (6/16/2022 Terminated)

Texas

Registered Investment Advisory firm - (12/17/2013 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(8/11/2023)

IAR

Pennsylvania
(8/11/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

TACONIC ADVISORS

TACONIC ADVISORS | TACONIC ADVISORS, INC. | TACONIC ADVISORS INC.

CRD#: 123961 / SEC#: 801-125808

RIA

Registered Investment Advisory firm - (6/3/2022 Approved)

New York

Registered Investment Advisory firm - (6/16/2022 Terminated)

Texas

Registered Investment Advisory firm - (12/17/2013 Terminated)

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Contact information

Main Address

382 Main Street, Saugerties, NY 12477

Mailing Address

Phone number

(845) 486-5039

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TACONIC ADVISORS ADV PART 2A ANNUAL AMENDMENT V.02.20.25 (2/21/2025)

Regulatory assets under management

Total Number of Accounts	549
AUM (Assets Under Management)	$ 206,907,007

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Richard P. Lisk

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Patrick Lisk Jr.'s CRS (Customer Relationship Summary).

Certified licenses

Experience

TACONIC ADVISORS

MYCIO WEALTH PARTNERS, LLC

Primary Firm SEC Registration

TACONIC ADVISORS

State Registrations and Notice Filings

Exams

Current Firm

TACONIC ADVISORS

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TACONIC ADVISORS

TRUST BUT VERIFY

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