Allen H. Sharman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Allen Harold Sharman MR., who also goes by Allen Harold Schlockman, Al Sharman, was a registered financial professional .
Allen is a previously registered financial professional and started their career in finance in 1980. Allen had worked at 9 firms and has passed the Series 63, SIE, Series 7 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 21, 2014 - February 26, 2016
GULF SOUTH SECURITIES, INC
June 9, 2004 - July 19, 2011
PDC SECURITIES INCORPORATED
March 23, 1993 - September 20, 1997
STEVEN L. FALK & ASSOCIATES INC.
April 29, 1987 - December 31, 1992
TALCOTT SECURITIES, INC.
October 3, 1986 - November 17, 1988
HARMON AMERICAN SECURITIES COMPANY, L.P.
October 27, 1983 - November 17, 1988
HARMON AMERICAN SECURITIES COMPANY, L.P.
July 22, 1983 - March 20, 1984
EBCO SECURITIES TRADING CO.,INC.
December 27, 1982 - June 24, 1983
MULLER AND COMPANY, INC.
February 16, 1982 - October 19, 1983
WILKES & CO., INC.
August 1, 1980 - August 25, 1981
CRALIN & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 7/21/1980
Registered Representative ExaminationCurrent Firm
GULF SOUTH SECURITIES, INC
CRD#: 149899 / SEC#: , 8-68200
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GULF SOUTH HOLDING, INC. | SHAREHOLDER | |
| BEATON, DANIEL STEWART | FINOP AND CFO | 4240769 |
| FLANAGAN, TIMOTHY JOHN | DIRECTOR, PRESIDENT AND CHIEF COMPLIANCE OFFICER |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
