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JH

John Michael Hanselman

PATRICK CAPITAL MARKETS
Irvine, CA
·CRD# 712925·46 years experience

Professional Summary

John Michael Hanselman, who also goes by J Michael Hanselman, Mike Hanselman, is a registered financial advisor currently at PATRICK CAPITAL MARKETS, LLC located in Irvine, California. John is registered as a RR (Registered Representative) and started their career in finance in 1980. John has worked at 17 firms and has passed the Series 63, SIE, Series 7, Series 1 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

J Michael Hanselman, Mike Hanselman

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

46 years in the financial services industry

Current & Past Employments

PATRICK CAPITAL MARKETS, LLC·CRD# 16518
BD
Irvine, CA
July 2, 2013 - Present
SUN LIFE FINANCIAL DISTRIBUTORS, INC.·CRD# 5496
BD
Wellesley Hills, MA
March 2, 2005 - December 31, 2011
LINCOLN FINANCIAL DISTRIBUTORS, INC.·CRD# 145
BD
Radnor, PA
January 30, 2004 - December 17, 2004
TRANSAMERICA CAPITAL, LLC·CRD# 8217
BD
Denver, CO
October 3, 2002 - July 3, 2003
EQUITABLE DISTRIBUTORS, LLC·CRD# 25900
BD
Charlotte, NC
November 4, 1997 - September 16, 2002
LEGG MASON WOOD WALKER, INCORPORATED·CRD# 6555
BD
Baltimore, MD
August 8, 1995 - May 22, 1997
BOFA DISTRIBUTORS, INC.·CRD# 30683
BD
Boston, MA
March 1, 1995 - July 31, 1995
COLONIAL INVESTMENT SERVICES·CRD# 25929
BD
June 16, 1992 - March 1, 1995
COREBRIDGE CAPITAL SERVICES, INC.·CRD# 13158
BD
Jersey City, NJ
July 9, 1991 - July 7, 1992
EQUITEC SECURITIES COMPANY·CRD# 6463
BD
Oakland, CA
September 23, 1988 - June 25, 1991
LEHMAN BROTHERS INC.·CRD# 7506
BD
October 2, 1987 - July 1, 1988
IRONWOOD SECURITIES, INC.·CRD# 13543
BD
June 27, 1986 - September 9, 1987
EXCALIBUR FINANCIAL GROUP, INC.·CRD# 16355
BD
December 2, 1985 - June 12, 1986
GILBERT MARSHALL & COMPANY·CRD# 13954
BD
November 20, 1984 - July 3, 1986
GRIFFIN, BLAIR & CO., INCORPORATED·CRD# 13126
BD
October 10, 1984 - November 5, 1984
FINANCIAL PLANNERS EQUITY CORPORATION·CRD# 7420
BD
February 3, 1983 - March 21, 1984
E. F. HUTTON & COMPANY INC·CRD# 235
BD
August 1, 1980 - May 10, 1983

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Current Firm

PC
PATRICK CAPITAL MARKETS, LLC

PATRICK CAPITAL MARKETS | PATRICK FINANCIAL CORPORATION | PATRICK CAPITAL MARKETS, LLC

CRD#: 16518 / SEC#: 8-34099
BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

Contact Information

Main Address

11152 South Towne Square, St Louis, MO 63123

Mailing Address

11152 South Towne Square, St. Louis, MO 63123

Phone Number

(314) 528-3000

Established

Missouri since 06/16/2008

Firm Type

Limited Liability Company

Fiscal Year End

June

Firm Size

Small

FINRA licenses (51 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
SAXONY FINANCIAL HOLDINGS, LLC.SOLE OWNER/ MEMBER—
KLUMP, RYAN CHRISTOPHERCHIEF EXECUTIVE OFFICER4762698
MATARAZZI, NATHAN DOMENICOFINOP, POO, AND PFO4827090
MITCHELL, JARAD BYRAMPRESIDENT4811305
WEBSTER, TERRANCE MICHAELCHIEF COMPLIANCE OFFICER6826889

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
California
(7/2/2013)
RR
Virginia
(7/2/2013)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 1980About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jan 1983About the Series 7 exam

Series 1 — Registered Representative Examination

Passed Jul 1980

Series 24 — General Securities Principal Examination

Passed Dec 1983About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view John Michael Hanselman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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