John M. Hanselman
Professional summary
John Michael Hanselman, who also goes by J Michael Hanselman, Mike Hanselman, is a registered financial professional currently at PATRICK CAPITAL MARKETS, LLC located in Irvine, California.
John is registered as a RR (Registered Representative) and started their career in finance in 1980. John has worked at 17 firms and has passed the Series 63, SIE, Series 7, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Michael Hanselman's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 2, 2013 - Present
PATRICK CAPITAL MARKETS, LLC
March 2, 2005 - December 31, 2011
SUN LIFE FINANCIAL DISTRIBUTORS, INC.
January 30, 2004 - December 17, 2004
LINCOLN FINANCIAL DISTRIBUTORS, INC.
October 3, 2002 - July 3, 2003
TRANSAMERICA CAPITAL, LLC
November 4, 1997 - September 16, 2002
EQUITABLE DISTRIBUTORS, LLC
August 8, 1995 - May 22, 1997
LEGG MASON WOOD WALKER, INCORPORATED
March 1, 1995 - July 31, 1995
BOFA DISTRIBUTORS, INC.
June 16, 1992 - March 1, 1995
COLONIAL INVESTMENT SERVICES
July 9, 1991 - July 7, 1992
COREBRIDGE CAPITAL SERVICES, INC.
September 23, 1988 - June 25, 1991
EQUITEC SECURITIES COMPANY
October 2, 1987 - July 1, 1988
LEHMAN BROTHERS INC.
June 27, 1986 - September 9, 1987
IRONWOOD SECURITIES, INC.
December 2, 1985 - June 12, 1986
EXCALIBUR FINANCIAL GROUP, INC.
November 20, 1984 - July 3, 1986
GILBERT MARSHALL & COMPANY
October 10, 1984 - November 5, 1984
GRIFFIN, BLAIR & CO., INCORPORATED
February 3, 1983 - March 21, 1984
FINANCIAL PLANNERS EQUITY CORPORATION
August 1, 1980 - May 10, 1983
E. F. HUTTON & COMPANY INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/2/2013)
(7/2/2013)
Exams
Series 1
Date: 7/23/1980
Registered Representative ExaminationFINRA
Current Firm
PATRICK CAPITAL MARKETS, LLC
CRD#: 16518 / SEC#: , 8-34099
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SAXONY FINANCIAL HOLDINGS, LLC. | SOLE OWNER/ MEMBER | |
| CLARK, BRIAN LESLEY | PRESIDENT, CEO, AND CFO | 4802438 |
| KLUMP, RYAN CHRISTOPHER | SENIOR VICE PRSIDENT | 4762698 |
| MATARAZZI, NATHAN DOMENICO | FINOP, POO AND PFO | 4827090 |
| MITCHELL, JARAD BYRAM | COO | 4811305 |
| WEBSTER, TERRANCE MICHAEL | CHIEF COMPLIANCE OFFICER | 6826889 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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